Form D · Other Investment Fund
CASA Partners VI, LP
Hartford, CT · CIK 0001587384
Offering snapshot reported Sep 23, 2013 · SEC filing
- Reported sold
- $150M Offering amount: $500M
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $50M Reported outside-investor minimum
- First sale
- Sep 19, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Sep 23, 2013 | Initial | $150,000,000 | No comparison | 2 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.5, 3C.7
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-203356
Henderson Global Investors Equity Planning Inc., an affiliated broker dealer, is compensated for sales activities based on an intra-group transfer pricing agreement.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Henderson Global Investors Equity Planning Inc. | 101640 |
Source: Form D, filed Sep 23, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James Martha | Executive |
| Susan Motowidlak | Executive |
| A. J. Richard | Executive |
| Mike Schwaab | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1 Financial Plaza 19 Th Floor
Hartford, CT, 06103
Hartford, CT, 06103