Form D · Other Investment Fund
CASA Partners IX LP
New York, NY · CIK 0001853878
Offering snapshot reported Apr 15, 2022 · SEC filing
- Reported sold
- $302M Indefinite offering
- Investors reported
- 35 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Apr 16, 2021 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors0 → 35
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 15, 2022 | Amendment | $301,648,000 | No comparison | 35 | SEC filing |
| Apr 16, 2021 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.5, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- Not reported
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None | Nuveen Securities, LLC · CRD 469 |
Source: Form D, filed Apr 15, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Casa Partners Ix Gp Llc | Executive |
| Brian Eby | Executive |
| James Martha | Executive |
| N/A Nuveen Alternatives Advisors Llc | Executive |
| Mike Schwaab | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
730 Third Avenue
New York, NY, 10017
New York, NY, 10017