Form D · Other Investment Fund

CASA PARTNERS V, L.P.

Chicago, IL · CIK 0001519349

Offering snapshot reported May 5, 2011 · SEC filing

Reported sold
$30M
Offering amount: $500M
Investors reported
1
Form D · investor count
Minimum accepted
$25M
Reported outside-investor minimum
First sale
Apr 25, 2011
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 5, 2011Initial$30,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1, 3C.5, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$25K
Finders' fees
$0
Form D file number
021-159331
Henderson Global Investors Equity Planning Inc., the placement agent, will be receiving a flat fee of $25,000.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
HENDERSON GLOBAL INVESTORS EQUITY PLANNING INC.101640HENDERSON GLOBAL INVESTORS EQUITY PLANNING INC. · CRD 101640

Source: Form D, filed May 5, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CASA PARTNERS V, LP

Investment adviser: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.

Gross asset value
$163M
Beneficial owners
11
ADV minimum commitment
$25M

Reported in Form ADV on Nov 14, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor PRICEWATERHOUSE COOPERS HARTFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No
Filing source

Form ADV 680214 · Nov 14, 2012 · Schedule D 7.B.(1), fund 805-9724957425

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James Martha Executive
Susan Motowidlak Executive
A. J. Richard Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
737 North Michigan Avenue Suite 1700
Chicago, IL, 60611