Form D · Private Equity Fund

Carlyle Global Financial Services Partners III, L.P.

Washington, DC · CIK 0001710671

Offering snapshot reported Jul 26, 2018 · SEC filing

Reported sold: $773M
Investors reported: 56
Minimum accepted: $0
First sale: Jun 30, 2017

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$588,762,750 → $773,402,400
Reported investors40 → 56

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 26, 2018	Amendment	$773,402,400	$184,639,650vs Apr 27, 2018	56	SEC filing
Apr 27, 2018	Amendment	$588,762,750	No comparison	40	SEC filing
Jun 29, 2017	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $580K
Finders' fees: $0
Form D file number: 021-289714

Employees of affiliate of GP ("Carlyle") involved in the placement of Issuer interests receive compensation in part based on the amount of capital raised for the Issuer; such compensation is borne by Carlyle and not the Issuer's investors.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
TCG Securities, L.L.C.	154788	TCG Securities, L.L.C. · CRD 154788
Etgal Holdings, Ltd	None
Korea Investments & Securities Co	None
Butterfield Asset Management Limited	None
KB Investment & Securities Co., Ltd.	None
Alistithmar Capital	None
Morgan Stanley Smith Barney LLC	149777	Morgan Stanley Smith Barney LLC · CRD 14977

Source: Form D, filed Jul 26, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS III

Investment adviser: CARLYLE INVESTMENT MANAGEMENT L.L.C.

Gross asset value: $1.59B
Beneficial owners: 158
ADV minimum commitment: $0

Reported in Form ADV on Jul 7, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LTD GEORGE TOWN, Cayman Islands Other funds reporting this name →

Custodian BANK OF AMERICA, NA NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian JPMORGAN CHASE BANK, N,A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LTD
PCAOB 1655

Fund asset history · 5 annual observations

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Fiscal year	Gross assets	Beneficial owners	ADV filed
2021	$1,394,892,339	188	Mar 31, 2022
2022	$1,748,553,498	164	Mar 30, 2023
2023	$1,529,942,414	160	Mar 27, 2024
2024	$1,700,567,521	160	Mar 31, 2025
2025	$1,585,064,957	158	Mar 31, 2026

Filing source

Form ADV 2115592 · Jul 7, 2026 · Schedule D 7.B.(1), fund 805-1337453204

Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Carlyle Financial Services Iii, Llc	Promoter
William E. Conway, Jr.	Executive
Daniel A. D'aniello	Executive
Thomas Mayrhofer	Executive
David Pearson	Executive
John Redett	Executive
David M. Rubenstein	Executive
Brian Schrieber	Executive
N/A Tcg Financial Services Iii, L.P.	Promoter
Ryan Toteja	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1001 Pennsylvania Avenue
Washington, DC, 20004
Phone: 202-347-2626