Form D · Private Equity Fund

Carlyle Global Financial Services Partners II, L.P.

Washington, DC · CIK 0001536301

Offering snapshot reported Jul 8, 2014 · SEC filing

Reported sold: $991M
Investors reported: 70
Minimum accepted: $0
First sale: Dec 20, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$487,670,408 → $990,840,000
Reported investors32 → 70

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jul 8, 2014	Amendment	$990,840,000	$503,169,592vs Dec 20, 2013	70	SEC filing
Dec 20, 2013	Amendment	$487,670,408	No comparison	32	SEC filing
Dec 9, 2011	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $1.33M
Finders' fees: $41.5K
Form D file number: 021-169836

The Total Offering Amount and the Total Amount Sold include the amount offered and sold by a related issuer and exclude the sponsor's commitment.

The fee was paid in connection with sales made inside/outside the US. Also, certain employees of an affiliate of the GP ("Carlyle") receive compensation in part based on the capital raised; such compensation is borne by Carlyle, not the Fund's investors.

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
TCG Securities, L.L.C.	154788	TCG Securities, L.L.C. · CRD 154788
Merrill Lynch, Pierce, Fenner & Smith Incorporated	7691	Merrill Lynch, Pierce, Fenner & Smith Incorporated · CRD 7691
Avalon Advisors LLC	112556	Avalon Wealth Management LLC · CRD 162745
Barclays Saudi Arabia	None	Barclays Capital Inc. · CRD 19714
Financial Management Enterprises Ltd.	None

Source: Form D, filed Jul 8, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

Each card uses that adviser's latest imported filing. Filing dates can differ; these disclosures do not confirm a current relationship.

Matched by reported Form D file number

CARLYLE GLOBAL FINANCIAL SERVICES PARTNERS II

Investment adviser: CARLYLE INVESTMENT MANAGEMENT L.L.C.

Gross asset value: $656M
Beneficial owners: 187
ADV minimum commitment: $10M

Reported in Form ADV on Jul 7, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG LTD GEORGE TOWN, Cayman Islands Other funds reporting this name →

Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LTD
PCAOB 1655

Fund asset history · 5 annual observations

Scroll to see all columns →

Fiscal year	Gross assets	Beneficial owners	ADV filed
2021	$617,979,377	221	Mar 31, 2022
2022	$507,247,025	199	Mar 30, 2023
2023	$542,523,683	193	Mar 27, 2024
2024	$613,970,971	188	Mar 31, 2025
2025	$656,069,941	187	Mar 31, 2026

Filing source

Form ADV 2115592 · Jul 7, 2026 · Schedule D 7.B.(1), fund 805-3547055091

Reported by CARLYLE INVESTMENT MANAGEMENT L.L.C. (CRD 111128).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
N/A Carlyle Financial Services Ii, Ltd.	Promoter
William E. Conway, Jr.	Director
Daniel A. D'aniello	Director
David M. Rubenstein	Director
Olivier P. Sarkozy	Director
N/A Tcg Financial Services Ii, L.P.	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1001 Pennsylvania Avenue, Nw Suite 220 South
Washington, DC, 20004
Phone: 202-347-2626