Form D · Private Equity Fund

C-III High Yield Real Estate Debt Fund III L.P.

Irving, TX · CIK 0001596054

Offering snapshot reported Jan 10, 2014 · SEC filing

Reported sold: $159M
Investors reported: 38
Minimum accepted: $300K
First sale: Dec 26, 2013

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Jan 10, 2014	Initial	$159,000,000	No comparison	38	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b
Duration over one year: No
Business combination: No

Sales commissions: $1.92M
Finders' fees: $0
Form D file number: 021-209775

Sales compensation recipients

Scroll to see all columns →

Recipient	CRD	Associated broker-dealer
N/A	None	Anubis Securities LLC · CRD 157642

Source: Form D, filed Jan 10, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

C-III HIGH YIELD REAL ESTATE DEBT FUND III L.P.

Investment adviser: C-III INVESTMENT MANAGEMENT LLC

Gross asset value: $16.8M
Beneficial owners: 40
ADV minimum commitment: $300K

Reported in Form ADV on Aug 31, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DIXON HUGHES GOODMAN LLP ASHEVILLE, North Carolina, United States

Custodian CORTLAND CAPITAL MARKET SERVICES LLC CHICAGO, Illinois, United States Related to adviser: No

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANK BOSTON, Massachusetts, United States Related to adviser: No

Custodian WELLS FARGO, N.A. GREENVILLE, South Carolina, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

DIXON HUGHES GOODMAN LLP
PCAOB 57

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

J.P. MORGAN SECURITIES LLC
SEC 8-35008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 1452153 · Aug 31, 2020 · Schedule D 7.B.(1), fund 805-1591657410

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
C-III High Yield Real Estate Debt Fund I L.P.	Jan 21, 2011	$69,600,000	18
C-III High Yield Real Estate Debt Fund III L.P. (this fund)	Jan 10, 2014	$159,000,000	38
C-III High Yield Real Estate Debt Fund IV L.P.	Jun 29, 2015	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
James A. Aston	Executive
George E. Carleton	Executive
C Iii Hy Directives Iii Llc C Iii Hy Directives Iii Llc	Executive
Jeffrey P. Cohen	Executive
Andrew L. Farkas	Director
Frank M. Garrison	Executive
Paul A. Hughson	Executive
Robert C. Lieber	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

5221 North O"Connor Boulevard
Irving, TX, 75039