Form D · Other Investment Fund

Barings Small Business Fund, L.P.

Charlotte, NC · CIK 0001817350

Offering snapshot reported Aug 9, 2021 · SEC filing

Reported sold: $71.2M
Investors reported: Not reported
Minimum accepted: Not reported
First sale: Not reported

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 9, 2021	Amendment	$71,200,000	No comparison	Not reported	SEC filing
Aug 18, 2020	Initial	$52,550,000	No comparison	19	SEC filing

Offering details

Securities: Not reported
Exemptions: Not reported
Duration over one year: Not reported
Business combination: Not reported

Sales commissions: Not reported
Finders' fees: Not reported
Form D file number: 021-373415

Source: Form D, filed Aug 9, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BARINGS SMALL BUSINESS FUND, L.P.

Investment adviser: BARINGS LLC

Gross asset value: $198M
Beneficial owners: 30
ADV minimum commitment: $250K

Reported in Form ADV on Aug 11, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CSC FUND SERVICES NORTH AMERICA LLC WEST ORANGE, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP CHARLOTTE, North Carolina, United States

Custodian U.S. BANK NATIONAL ASSOCIATION ST. PAUL, Minnesota, United States Related to adviser: No

Marketer BARINGS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

BARINGS SECURITIES LLC
CRD 36929 · SEC 8-47589

Filing source

Form ADV 2125202 · Aug 11, 2026 · Schedule D 7.B.(1), fund 805-6716635773

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Barings Small Business Fund, L.P. (this fund)	Aug 9, 2021	$71,200,000	Not reported
Barings Small Business Fund II, L.P.	Sep 29, 2025	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Brian Baldwin	Director, Executive
Llc Barings	Promoter
Llc Barings Small Business Fund	Executive
Scott E Chappell	Director, Executive
Christina Emery	Director, Executive
Ian Fowler	Director, Executive
Stephen Jarvis	Director, Executive
Eric Lloyd	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

300 South Tryon Street Suite 2500
Charlotte, NC, 28202