Form D · Other Investment Fund

Barings Small Business Fund II, L.P.

Charlotte, NC · CIK 0002071759

Offering snapshot reported Sep 29, 2025 · SEC filing

Reported sold: Yet to sell
Investors reported: 0
Minimum accepted: $0
First sale: Yet to occur

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 29, 2025	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-559062

Source: Form D, filed Sep 29, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

BARINGS SMALL BUSINESS FUND II, L.P.

Investment adviser: BARINGS LLC

Gross asset value: $4.38M
Beneficial owners: 20
ADV minimum commitment: $250K

Reported in Form ADV on Aug 11, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CSC FUND SERVICES NORTH AMERICA LLC WEST ORANGE, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CHARLOTTE, North Carolina, United States

Custodian US BANK NA ST. PAUL, Minnesota, United States Related to adviser: No

Marketer BARINGS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

BARINGS SECURITIES LLC
CRD 36929 · SEC 8-47589

Filing source

Form ADV 2125202 · Aug 11, 2026 · Schedule D 7.B.(1), fund 805-4549527547

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Barings Small Business Fund, L.P.	Aug 9, 2021	$71,200,000	Not reported
Barings Small Business Fund II, L.P. (this fund)	Sep 29, 2025	Yet to sell	0

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Barings Llc	Promoter
Barings Sbic Ii Gp, Llc	Executive
Scott E. Chappell	Director, Executive
Christina Emery	Director, Executive
Mark Hindson	Director, Executive
Stephen Jarvis	Director, Executive
Eric Lloyd	Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

300 South Tryon Street Suite 2500
Charlotte, NC, 28202