Investment adviser · CRD 106006

BARINGS LLC

Investment adviser filing (IA)

CHARLOTTE, NC, United States · Form ADV filed Aug 11, 2026

Regulatory AUM: $393B
Client accounts: 417
Employees: 1,101
Advisory professionals: 465

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	108	$286,373,671,821	72.9%
Pooled investment vehicles	210	$73,088,297,733	18.6%
Retirement plans	43	$13,015,869,818	3.3%
Business development companies	4	$8,219,799,899	2.1%
Investment companies	36	$7,770,477,470	2.0%
Banks & thrifts	7	$2,344,480,630	0.6%
Corporations & businesses	9	$1,940,897,103	0.5%

Filing source

Form ADV 2125202 · Aug 11, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

BARINGS GLOBAL INVESTMENT FUNDS 2 PLCOther Private Fund · Last reported Aug 11, 2026$2.95BGross asset value

Form D fundraising filings

Barings Global Investment Funds 2 plc

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer BARING ASSET MANAGEMENT (ASIA) LIMITED HONG KONG, Hong Kong Related to adviser: Yes

Marketer BARING ASSET MANAGEMENT (JAPAN) LIMITED TOKYO, Japan Related to adviser: Yes

Marketer BARING ASSET MANAGEMENT LIMITED LONDON, United Kingdom Related to adviser: Yes

Marketer BARING ASSET MANAGEMENT SWITZERLAND S.A.R.L. GENEVA, Switzerland Related to adviser: Yes

Marketer BARING FRANCE SAS PARIS, France Related to adviser: Yes

Marketer BARING INTERNATIONAL FUND MANAGERS (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: Yes

Marketer BARINGS AUSTRALIA PTY LIMITED SYDNEY, Australia Related to adviser: Yes

Marketer BARING SICE (TAIWAN) LIMITED TAIPEI, China Related to adviser: Yes

Marketer BARINGS SECURITIES LLC BOSTON, Massachusetts, United States Related to adviser: Yes

Marketer BARINGS (U.K.) LIMITED LONDON, United Kingdom Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 1116

BARINGS SECURITIES LLC
CRD 36929 · SEC 8-47589

BARINGS (U.K.) LIMITED
CRD 158277

Fund details & source

Fund ID: 805-5544246402
Reported beneficial owners: 0
Minimum commitment: $100K
Form D file number: 021-200435

Form ADV 2125202 · Aug 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARINGS REAL ESTATE DEBT INCOME FUND LPReal Estate Fund · Last reported Aug 11, 2026$2.66BGross asset value

Fund administrator BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG BOSTON, Massachusetts, United States

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

Fund details & source

Fund ID: 805-2532669033
Reported beneficial owners: 25
Minimum commitment: $5M

Form ADV 2125202 · Aug 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARINGS INNOVATION & GROWTH REAL ESTATE FUND LPReal Estate Fund · Last reported Aug 11, 2026$1.34BGross asset value

Fund administrator BNY MELLON WESTBORO, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CHARLOTTE, North Carolina, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

Fund details & source

Fund ID: 805-2840494515
Reported beneficial owners: 15
Minimum commitment: $0
Form D file number: 021-1888903

Form ADV 2125202 · Aug 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARINGS ASSET-BASED INCOME FUND (US), L.P.Private Equity Fund · Last reported Aug 11, 2026$829MGross asset value

Form D fundraising filings

Barings Asset-Based Income Fund (US), LP

Fund administrator BROWN BROTHERS HARRIMAN BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG CHARLOTTE, North Carolina, United States

Custodian BROWN BROTHERS HARRIMAN BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

Fund details & source

Fund ID: 805-2031446018
Reported beneficial owners: 30
Minimum commitment: $10M
Form D file number: 021-293257

Form ADV 2125202 · Aug 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARINGS CLO LTD. 2025-IIISecuritized Asset Fund · Last reported Aug 11, 2026$550MGross asset value

Fund administrator WALKERS FIDUCIARY LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian WILMINGTON TRUST WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-2190188469
Reported beneficial owners: 25
Minimum commitment: $0

Form ADV 2125202 · Aug 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARINGS CLO LTD. 2025-VISecuritized Asset Fund · Last reported Aug 11, 2026$550MGross asset value

Fund administrator WALKERS FIDUCIARY LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4155048011
Reported beneficial owners: 6
Minimum commitment: $0

Form ADV 2125202 · Aug 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BARINGS CLO LTD. 2025-VIISecuritized Asset Fund · Last reported Aug 11, 2026$501MGross asset value

Fund administrator WALKERS FIDUCIARY LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No

Custodian WILMINGTON TRUST WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4624883223
Reported beneficial owners: 17
Minimum commitment: $0

Form ADV 2125202 · Aug 11, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 11, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

300 S. TRYON STREET, SUITE 2500
CHARLOTTE, NC, 28202, United States

CRD 106006

Filing source

Form ADV 2125202 · Aug 11, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.