Form D · Other Investment Fund

Audax Senior Loan Fund, L.P.

New York, NY · CIK 0001563454

Offering snapshot reported Dec 11, 2012 · SEC filing

Reported sold: $262M
Investors reported: 217
Minimum accepted: $0
First sale: Nov 30, 2012

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 11, 2012	Initial	$261,525,000	No comparison	217	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-188152

Source: Form D, filed Dec 11, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

AUDAX SENIOR LOAN FUND, L.P.

Investment adviser: AUDAX MANAGEMENT COMPANY (NY), LLC

Gross asset value: $872M
Beneficial owners: 282
ADV minimum commitment: $500K

Reported in Form ADV on Mar 2, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ERNST & YOUNG, LLP BOSTON, Massachusetts, United States

Custodian BANK OF AMERICA, N.A. CHICAGO, Illinois, United States Related to adviser: No

Marketer SUMMIT TRAIL ADVISORS, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

ERNST & YOUNG, LLP
PCAOB 42

SUMMIT TRAIL ADVISORS, LLC
CRD 220519 · SEC 801-99352

Filing source

Form ADV 1502431 · Mar 2, 2021 · Schedule D 7.B.(1), fund 805-5138077176

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Audax Senior Loan Fund, L.P. (this fund)	Dec 11, 2012	$261,525,000	217
Audax Senior Loan Fund III, L.P.	Feb 16, 2016	Yet to sell	0
Audax Senior Loan Fund V, L.P.	May 24, 2024	$139,550,000	38

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Richard T. Joseph	Executive
Kevin P. Magid	Executive
Michael P. Mc Gonigle	Executive
Geoffrey S. Rehnert	Executive
Daniel H. Weintraub	Executive
Marc B. Wolpow	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

280 Park Avenue 20 Th Floor
New York, NY, 10017