Investment adviser · CRD 159458

AUDAX PRIVATE DEBT

Investment adviser filing (IA)

AUDAX MANAGEMENT COMPANY (NY), LLC

NEW YORK, NY, United States · Form ADV filed Aug 4, 2026

Regulatory AUM: $25.7B
Client accounts: 74
Employees: 238
Advisory professionals: 80

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	72	$25,104,774,050	97.7%
Business development companies	1	$422,871,621	1.6%
Retirement plans	1	$167,145,556	0.7%

Filing source

Form ADV 2123382 · Aug 4, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

AUDAX SENIOR LOAN FUND I, L.P.Hedge Fund · Last reported Aug 4, 2026$3.08BGross asset value

Form D fundraising filings

Audax Senior Loan Fund I, L.P.

Feeder funds

AUDAX COPS CO-INVEST, L.P.

Auditor ERNST & YOUNG, LLP BOSTON, Massachusetts, United States

Custodian BANK OF AMERICA, N.A. CHICAGO, Illinois, United States Related to adviser: No

Marketer STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No

Marketer SUMMIT TRAIL SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

ERNST & YOUNG, LLP
PCAOB 42

STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746

SUMMIT TRAIL SECURITIES, LLC
CRD 285784 · SEC 8-69859

Fund details & source

Fund ID: 805-9095465413
Reported beneficial owners: 958
Minimum commitment: $100K
Form D file number: 021-109516

Form ADV 2123382 · Aug 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AUDAX SENIOR LOAN FUND (ST), LPHedge Fund · Last reported Aug 4, 2026$1.57BGross asset value

Form D fundraising filings

Audax Senior Loan Fund (ST), LP

Auditor ERNST & YOUNG, LLP BOSTON, Massachusetts, United States

Custodian BANK OF AMERICA, N.A. CHICAGO, Illinois, United States Related to adviser: No

Marketer SUMMIT TRAIL SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

ERNST & YOUNG, LLP
PCAOB 42

SUMMIT TRAIL SECURITIES, LLC
CRD 285784 · SEC 8-69859

Fund details & source

Fund ID: 805-8214701469
Reported beneficial owners: 425
Minimum commitment: $250K
Form D file number: 021-369715

Form ADV 2123382 · Aug 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AUDAX DIRECT LENDING SOLUTIONS FUND II-A, L.P.Hedge Fund · Last reported Aug 4, 2026$1.49BGross asset value

Form D fundraising filings

Audax Direct Lending Solutions Fund II-A, L.P.

Feeder funds

AUDAX DIRECT LENDING SOLUTIONS FUND II-A RATED FEEDER, L.P.

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG, LLP BOSTON, Massachusetts, United States

Custodian BANK OF AMERICA, N.A. CHICAGO, Illinois, United States Related to adviser: No

Custodian JP MORGAN CHASE & CO. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG, LLP
PCAOB 42

Fund details & source

Fund ID: 805-7177846426
Reported beneficial owners: 45
Minimum commitment: $5M
Form D file number: 021-404418

Form ADV 2123382 · Aug 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AUDAX SENIOR LOAN IDF FUND-E, L.P.Hedge Fund · Last reported Aug 4, 2026$1.46BGross asset value

Form D fundraising filings

Audax Senior Loan IDF Fund-E, L.P.

Auditor ERNST & YOUNG, LLP BOSTON, Massachusetts, United States

Custodian BANK OF AMERICA, N.A. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG, LLP
PCAOB 42

Fund details & source

Fund ID: 805-6128255556
Reported beneficial owners: 23
Minimum commitment: $20M
Form D file number: 021-309014

Form ADV 2123382 · Aug 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AUDAX MEZZANINE FUND V-A, L.P.Private Equity Fund · Last reported Aug 4, 2026$1.26BGross asset value

Form D fundraising filings

AUDAX MEZZANINE FUND V-A, L.P.

Feeder funds

AUDAX MZ V RATED FEEDER, L.P.

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG, LLP BOSTON, Massachusetts, United States

Custodian BANK OF AMERICA, N.A. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG, LLP
PCAOB 42

Fund details & source

Fund ID: 805-3982991264
Reported beneficial owners: 27
Minimum commitment: $5M
Form D file number: 021-364157

Form ADV 2123382 · Aug 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AUDAX DIRECT LENDING SOLUTIONS FUND III-A, L.P.Hedge Fund · Last reported Aug 4, 2026$1.23BGross asset value

Form D fundraising filings

Audax Direct Lending Solutions Fund III-A, L.P.

Feeder funds

AUDAX DIRECT LENDING SOLUTIONS FUND III-A RATED FEEDER, L.P.

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG, LLP BOSTON, Massachusetts, United States

Custodian BANK OF AMERICA, N.A. CHICAGO, Illinois, United States Related to adviser: No

Marketer CAMPBELL LUTYENS & CO. LTD LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG, LLP
PCAOB 42

Fund details & source

Fund ID: 805-9733571425
Reported beneficial owners: 31
Minimum commitment: $5M
Form D file number: 021-532447

Form ADV 2123382 · Aug 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AUDAX SENIOR DEBT (WCTPT), LLCHedge Fund · Last reported Aug 4, 2026$1.23BGross asset value

Auditor ERNST & YOUNG, LLP BOSTON, Massachusetts, United States

Custodian BANK OF AMERICA, N.A. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG, LLP
PCAOB 42

Fund details & source

Fund ID: 805-8455082020
Reported beneficial owners: 1
Minimum commitment: $100M

Form ADV 2123382 · Aug 4, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 4, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

320 PARK AVENUE, 19TH FLOOR
NEW YORK, NY, 10022, United States

CRD 159458

Filing source

Form ADV 2123382 · Aug 4, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.