Form D · Other Investment Fund
Audax Senior Loan Fund III, L.P.
Boston, MA · CIK 0001665381
Offering snapshot reported Feb 16, 2016 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 16, 2016 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Feb 9, 2016 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-256999
The amount will be determined based upon the sales of interests in the fund.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | 793 | |
| Summit Trail Advisors, LLC | 220519 | Purshe Kalan Sterling Investments · CRD 35747 |
Source: Form D, filed Feb 16, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
AUDAX SENIOR LOAN FUND III, L.P.
Investment adviser: AUDAX MANAGEMENT COMPANY (NY), LLC
- Gross asset value
- $411M
- Beneficial owners
- 179
- ADV minimum commitment
- $500K
Reported in Form ADV on Feb 27, 2025. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG, LLP
PCAOB 42
Filing source
Form ADV 1944360 · Feb 27, 2025 · Schedule D 7.B.(1), fund 805-6110412170
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Kevin P. Magid | Director |
| Michael P. Mc Gonigle | Director |
| Geoffrey S. Rehnert | Executive |
| Marc B. Wolpow | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02199