Form D · Other Investment Fund
AlphaMetrix Managed Futures II LLC
Chicago, IL · CIK 0001478404
Offering snapshot reported Apr 9, 2013 · SEC filing
- Reported sold
- $15.1M Indefinite offering
- Investors reported
- 80 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Dec 1, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$12,630,840 → $15,066,520
- Reported investors68 → 80
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 9, 2013 | Amendment | $15,066,520 | $2,435,680vs Apr 9, 2012 | 80 | SEC filing |
| Apr 9, 2012 | Amendment | $12,630,840 | $3,453,830vs Apr 12, 2011 | 68 | SEC filing |
| Apr 12, 2011 | Amendment | $9,177,010 | $6,874,010vs Apr 9, 2010 | 44 | SEC filing |
| Apr 9, 2010 | Amendment | $2,303,000 | $0vs Mar 5, 2010 | 17 | SEC filing |
| Mar 5, 2010 | Amendment | $2,303,000 | $0vs Dec 21, 2009 | 17 | SEC filing |
| Dec 21, 2009 | Initial | $2,303,000 | No comparison | 17 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $185K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-137069
Investor pays upfront placement fee of 0-2% of subscription price. Investor also pays sales commission of 2% per annum of month end Net Asset Value of investor's investment.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Credit Suisse Securities (USA) LLC | 816 |
Source: Form D, filed Apr 9, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Alpha Metrix, Llc | Promoter |
| George J Brown | Executive |
| Aleks Kins | Executive |
| David J Young | Executive |
| Dennis R Zarr | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60602