Form D · Other Investment Fund
AlphaMetrix Managed Futures III LLC
Chicago, IL · CIK 0001473675
Offering snapshot reported Apr 9, 2013 · SEC filing
- Reported sold
- $113M Indefinite offering
- Investors reported
- 1,371 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Jan 4, 2010 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$85,609,301 → $113,297,289
- Reported investors1,045 → 1,371
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 9, 2013 | Amendment | $113,297,289 | $27,687,988vs Apr 9, 2012 | 1,371 | SEC filing |
| Apr 9, 2012 | Amendment | $85,609,301 | $60,223,082vs Apr 12, 2011 | 1,045 | SEC filing |
| Apr 12, 2011 | Amendment | $25,386,219 | $25,153,719vs Apr 9, 2010 | 382 | SEC filing |
| Apr 9, 2010 | Amendment | $232,500 | $0vs Mar 5, 2010 | 8 | SEC filing |
| Mar 5, 2010 | Amendment | $232,500 | $0vs Jan 13, 2010 | 8 | SEC filing |
| Jan 13, 2010 | Initial | $232,500 | No comparison | 8 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $510K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-137780
Investor pays selling agent upfront placement fee of 0-2% of subscription price of units sold and ongoing monthly sales commission of 2% per annum of month-end Net Asset Value of units sold which remain outstanding.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Wells Fargo Advisors, LLC | 19616 | |
| Wells Fargo Advisors Financial Network, LLC | 11025 | |
| MidAmerica Financial Services Inc. | 47351 | |
| Benjamin F. Edwards & Company, Inc. | 146936 |
Source: Form D, filed Apr 9, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Alpha Metrix, Llc | Promoter |
| George J Brown | Executive |
| Aleks Kins | Executive |
| David J Young | Executive |
| Dennis R Zarr | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chicago, IL, 60602