Form D · Other Investment Fund
AlphaMetrix Managed Futures IV LLC
Chicago, IL · CIK 0001493278
Offering snapshot reported Nov 30, 2011 · SEC filing
- Reported sold
- Yet to sell Indefinite offering
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $10K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 30, 2011 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Nov 3, 2011 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Nov 2, 2010 | Amendment | Yet to sell | No comparison | 0 | SEC filing |
| Jul 29, 2010 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $200K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-145682
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| BEST DIRECT SECURITIES LLC | 146053 | BEST DIRECT SECURITIES LLC · CRD 146053 |
| FINANCIAL NETWORK INVESTMENT CORPORATION | 13572 | FINANCIAL NETWORK INVESTMENT CORPORATION · CRD 13572 |
| MULTI-FINANCIAL SECURITIES CORPORATION | 10299 | MULTI-FINANCIAL SECURITIES CORPORATION · CRD 10299 |
| PRIMEVEST FINANCIAL SERVICES INC. | 15340 | PRIMEVEST FINANCIAL SERVICES INC. · CRD 15340 |
Source: Form D, filed Nov 30, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| N/A Alpha Metrix, Llc | Promoter |
| George J Brown | Executive |
| Aleks A Kins | Executive |
| Lisa M Tamburini | Executive |
| David J Young | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
C/O Alphametrix Llc 181 West Madison Street, 34 Th Floor
Chicago, IL, 60602
Chicago, IL, 60602