Form D · Other Investment Fund
Lombard International Life Assurance Co Separate Account VL 99
Philadelphia, PA · CIK 0001464674
Offering snapshot reported Mar 29, 2016 · SEC filing
- Reported sold
- $6.27M Indefinite offering
- Investors reported
- 2 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Jul 1, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$1,193,177 → $6,270,000
- Reported investors1 → 2
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 29, 2016 | Amendment | $6,270,000 | $5,076,823vs Jul 13, 2009 | 2 | SEC filing |
| Jul 13, 2009 | Initial | $1,193,177 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $63.6K
- Finders' fees
- $0
- Form D file number
- 021-132659
variable life insurance contracts
Issuer pays no sales commissions or finders' fees. LILAC pays all sales commissions or finders' fees from its corporate resources.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Innovation Partners, LLC | 146344 | William A. Dreher · CRD 71839 |
Source: Form D, filed Mar 29, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Edward W Cassidy | Director |
| Joseph A Fillip | Executive |
| John T Fischer | Director, Executive |
| John K Hillman | Director, Executive |
| Kent C Keim | Executive |
| Robert G Lautensack | Director |
| Lilac Lombard International Life Assurance Company | Promoter |
| David R Pellerin | Director |
| Philip K Polkinghorn | Director |
| Zafar Rashid | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Philadelphia, PA, 19103