Form D · Other Investment Fund
Lombard International Life Assurance Co Separate Account VL 3
Philadelphia, PA · CIK 0001259348
Offering snapshot reported Apr 26, 2022 · SEC filing
- Reported sold
- $6.02M Indefinite offering
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Jun 11, 2002 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$5,186,583 → $6,018,107
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 26, 2022 | Amendment | $6,018,107 | $831,524vs Jun 5, 2019 | 5 | SEC filing |
| Jun 5, 2019 | Amendment | $5,186,583 | $334,476vs Apr 16, 2018 | 5 | SEC filing |
| Apr 16, 2018 | Amendment | $4,852,107 | $363,615vs Apr 11, 2017 | 5 | SEC filing |
| Apr 11, 2017 | Amendment | $4,488,492 | $94,335vs Jun 28, 2016 | 6 | SEC filing |
| Jun 28, 2016 | Amendment | $4,394,157 | No comparison | 4 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $73.6K
- Finders' fees
- $0
- Form D file number
- 021-59476
variable life insurance contracts
Issuer pays sales commissions which are equal to a percentage of the premium received by the Issuer. LILAC also pays sales commissions from its corporate resources.
Sales compensation recipients
Scroll to see all columns →
| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Mesirow Financial, Inc. | 2764 | Dana Mikstay · CRD 1591344 |
| Cetera Advisor Networks LLC | 13572 | Dana Mikstay · CRD 1591344 |
Source: Form D, filed Apr 26, 2022. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lilac Lombard International Life Assurance Company | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Philadelphia, PA, 19103