Form D · Other Investment Fund

Lombard International Life Assurance Co Separate Account VL 38

Philadelphia, PA · CIK 0001260017

Offering snapshot reported May 29, 2019 · SEC filing

Reported sold
$11.3M
Indefinite offering
Investors reported
2
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Sep 5, 1997
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.67M$11.3MJul 14, 2016: $6,355,929.00Jul 14, 2016Apr 17, 2018: $10,490,519.00Apr 17, 2018May 29, 2019: $11,330,680.00May 29, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,490,519 → $11,330,680

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 29, 2019Amendment$11,330,680$840,161vs Apr 17, 20182SEC filing
Apr 17, 2018Amendment$10,490,519$4,134,590vs Jul 14, 20162SEC filing
Jul 14, 2016Amendment$6,355,929No comparison2SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$183K
Finders' fees
$0
Form D file number
021-57850
variable life insurance contracts
Issuer pays sales commissions which are equal to a percentage of the premium received by the Issuer. LILAC also pays sales commissions from its corporate resources.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Lombard International Distribution Company38383Peter J. Fagan · CRD 203706
Creative Financial Concepts, LLC111844Peter J. Fagan · CRD 203706

Source: Form D, filed May 29, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Lilac Lombard International Life Assurance Company Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
One Liberty Place 1650 Market Street, 54 Th Floor
Philadelphia, PA, 19103