Form D · Other Investment Fund
Lombard International Life Assurance Co Separate Account GVA 9
Philadelphia, PA · CIK 0001340872
Offering snapshot reported Jul 21, 2016 · SEC filing
- Reported sold
- $24.6M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- Sep 23, 2005 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jul 21, 2016 | Amendment | $24,558,605 | No comparison | 3 | SEC filing |
| Oct 6, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $43.3K
- Finders' fees
- $0
- Form D file number
- 021-81918
group variable annuity contracts
Issuer pays sales commissions which are equal to a percentage of the premium received by the Issuer. LILAC also pays sales commissions from its corporate resources.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Innovation Partners, LLC | 146344 | Gerald R. Nowotny · CRD 1761926 |
| Royal Alliance Associates, Inc. | 23131 | Gerald R. Nowotny · CRD 1761926 |
| United Securities Alliance, Inc. | 36487 | Gerald R. Nowotny · CRD 1761926 |
Source: Form D, filed Jul 21, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Lilac Lombard International Life Assurance Company | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
One Liberty Place 1650 Market Street, 54 Th Floor
Philadelphia, PA, 19103
Philadelphia, PA, 19103