Form D · Venture Capital Fund

AEI FISKER X LLC

Chicago, IL · CIK 0001544643

Offering snapshot reported Apr 27, 2012 · SEC filing

Reported sold
$3.27M
Indefinite offering
Investors reported
32
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Mar 12, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.64M$3.27MMar 16, 2012: $53,000.00Mar 16, 2012Mar 23, 2012: $312,000.00Mar 28, 2012: $773,000.00Mar 28, 2012Apr 5, 2012: $1,952,800.00Apr 5, 2012Apr 27, 2012: $3,271,113.00Apr 27, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,952,800 → $3,271,113
  • Reported investors26 → 32

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 27, 2012Amendment$3,271,113$1,318,313vs Apr 5, 201232SEC filing
Apr 5, 2012Amendment$1,952,800$1,179,800vs Mar 28, 201226SEC filing
Mar 28, 2012Amendment$773,000$461,000vs Mar 23, 20127SEC filing
Mar 23, 2012Amendment$312,000$259,000vs Mar 16, 20123SEC filing
Mar 16, 2012Initial$53,000No comparison1SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$182K
Finders' fees
$0
Form D file number
021-175122

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
John Ferrick2568789Advanced Equities, Inc. · CRD 35545
James Kozak2237880Advanced Equities, Inc. · CRD 35545
Gordon Fallone1767760Advanced Equities, Inc. · CRD 35545
Peter Fogarty1889799Advanced Equities, Inc. · CRD 35545
Jeff Binkert2491492Advanced Equities, Inc. · CRD 35545
Chris Gambino4129800Advanced Equities, Inc. · CRD 35545
Sandino Napolis4048454Advanced Equities, Inc. · CRD 35545
Ryan Metz5609347Advanced Equities, Inc. · CRD 35545
William Metz808295Advanced Equities, Inc. · CRD 35545
Jeff Heely1188842Advanced Equities, Inc. · CRD 35545
Christopher Capra2691295Advanced Equities, Inc. · CRD 35545
Larry Cohen3191796Advanced Equities, Inc. · CRD 35545
Etienn Couret3099991Advanced Equities, Inc. · CRD 35545
Chris Struck4288655Advanced Equities, Inc. · CRD 35545
Arthur Coleman847936Advanced Equities, Inc. · CRD 35545
Joseph Langlois4216281First Allied Securities, Inc. · CRD 32444
Andrew Scheirer4256666First Allied Securities, Inc. · CRD 32444
Caryn Wechsler1523007Advanced Equities, Inc. · CRD 35545

Source: Form D, filed Apr 27, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Advanced Equities, Inc. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Dr Suite 1650
Chicago, IL, 60606