Form D · Venture Capital Fund

AEI FISKER IX LLC

Chicago, IL · CIK 0001544642

Offering snapshot reported Apr 5, 2012 · SEC filing

Reported sold
$1.51M
Indefinite offering
Investors reported
32
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Mar 20, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$753K$1.51MMar 23, 2012: $234,231.00Mar 23, 2012Mar 28, 2012: $353,731.00Mar 28, 2012Apr 5, 2012: $1,506,031.00Apr 5, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$353,731 → $1,506,031
  • Reported investors7 → 32

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 5, 2012Amendment$1,506,031$1,152,300vs Mar 28, 201232SEC filing
Mar 28, 2012Amendment$353,731$119,500vs Mar 23, 20127SEC filing
Mar 23, 2012Initial$234,231No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$83K
Finders' fees
$0
Form D file number
021-175516

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Gordon Fallone1767760Advanced Equities, Inc. · CRD 35545
Peter Fogarty1889799Advanced Equities, Inc. · CRD 35545
Rick Post5469061Advanced Equities, Inc. · CRD 35545
Cooper Cordin3182812Advanced Equities, Inc. · CRD 35545
Richard Catipon5946426Advanced Equities, Inc. · CRD 35545
Joseph Cordi1397664Advanced Equities, Inc. · CRD 35545
William Schrimpf415220Advanced Equities, Inc. · CRD 35545
George Wojciechowski4498456Advanced Equities, Inc. · CRD 35545
Larry Cohen3191796Advanced Equities, Inc. · CRD 35545
Jeff Binkert2491492Advanced Equities, Inc. · CRD 35545
Chris Gambino4129800Advanced Equities, Inc. · CRD 35545
Mark Miller5742278Advanced Equities, Inc. · CRD 35545
Brad Seyffer2498070Advanced Equities, Inc. · CRD 35545
Wesley Gordon5000607Advanced Equities, Inc. · CRD 35545
Charles Proulx5384945Advanced Equities, Inc. · CRD 35545
Gary Saccaro1806863Advanced Equities, Inc. · CRD 35545
Eric Richardson3182616Advanced Equities, Inc. · CRD 35545

Source: Form D, filed Apr 5, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A N/A Advanced Equities, Inc. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Dr Suite 1650
Chicago, IL, 60606