Form D · Venture Capital Fund

AEI Fisker VI, LLC

Chicago, IL · CIK 0001517548

Offering snapshot reported Nov 7, 2012 · SEC filing

Reported sold
$47.5M
Indefinite offering
Investors reported
210
Form D · investor count
Minimum accepted
$106K
Reported outside-investor minimum
First sale
Apr 25, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$23.7M$47.5MMay 3, 2011: $17,249,717.00May 3, 2011May 10, 2011: $24,638,633.00Nov 7, 2012: $47,469,593.00Nov 7, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$24,638,633 → $47,469,593
  • Reported investors209 → 210

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 7, 2012Amendment$47,469,593$22,830,960vs May 10, 2011210SEC filing
May 10, 2011Amendment$24,638,633$7,388,916vs May 3, 2011209SEC filing
May 3, 2011Initial$17,249,717No comparison194SEC filing

Offering details

Securities
Equity, Option to acquire, Pooled investment fund
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$1.87M
Finders' fees
$0
Form D file number
021-159193

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Arthur Coleman847936Advanced Equities Inc. · CRD 35545
Bijal Modi5155401Advanced Equities Inc. · CRD 35545
Brad Seyffer2498070Advanced Equities Inc. · CRD 35545
Brian Padgett4728464Advanced Equities Inc. · CRD 35545
Byron Crowe1586181Advanced Equities Inc. · CRD 35545
Christopher Capra2691295Advanced Equities Inc. · CRD 35545
Hayward Roy2842866Advanced Equities Inc. · CRD 35545
Cooper Cordin3182812Advanced Equities Inc. · CRD 35545
Eric Richardson3182616Advanced Equities Inc. · CRD 35545
Gary Saccaro1806863Advanced Equities Inc. · CRD 35545
Timothy Touloukian2803832Advanced Equities Inc. · CRD 35545
Geoff Carfagnini2771125Advanced Equities Inc. · CRD 35545
Gordon Fallone1767760Advanced Equities Inc. · CRD 35545
Peter Fogarty1889799Advanced Equities Inc. · CRD 35545
Gregory Grycan1663960Advanced Equities Inc. · CRD 35545
James Depke2804126Advanced Equities Inc. · CRD 35545
James Kozak2237880Advanced Equities Inc. · CRD 35545
Jared Carmel4796201Advanced Equities Inc. · CRD 35545
Jeff Binkert2491492Advanced Equities Inc. · CRD 35545
Chris Gambino4129800Advanced Equities Inc. · CRD 35545
Lisa Julin4327915Advanced Equities Inc. · CRD 35545
James Duncan1781313Advanced Equities Inc. · CRD 35545
John Ferrick2568789Advanced Equities Inc. · CRD 35545
Jordan Berlin821934Advanced Equities Inc. · CRD 35545
Joseph Cordi1397664Advanced Equities Inc. · CRD 35545
Kevin Graetz1935982Advanced Equities Inc. · CRD 35545
Joe Hede2389098Advanced Equities Inc. · CRD 35545
Mark Miller5742278Advanced Equities Inc. · CRD 35545
Matt Vitamante2329700Advanced Equities Inc. · CRD 35545
Peter McDonnell1374657Advanced Equities Inc. · CRD 35545
Ryan Metz5609347Advanced Equities Inc. · CRD 35545
William Metz808295Advanced Equities Inc. · CRD 35545
Wesley Gordon5000607Advanced Equities Inc. · CRD 35545
William Pedersen2586686Advanced Equities Inc. · CRD 35545
Tom Tang5518409Advanced Equities Inc. · CRD 35545
William Schrimpf415220Advanced Equities Inc. · CRD 35545
Andrew Scheirer4256666First Allied Securities Inc. · CRD 32444
Chad Coe2491459First Allied Securities Inc. · CRD 32444
Chang Soo Han1048237First Allied Securities Inc. · CRD 32444
Christine Tang4774839First Allied Securities Inc. · CRD 32444
Anh Tran5198283First Allied Securities Inc. · CRD 32444
Colin Mansfield4643275First Allied Securities Inc. · CRD 32444
Ellias Stabinsky1571758First Allied Securities Inc. · CRD 32444
Joseph Accardi728322First Allied Securities Inc. · CRD 32444
Mark Chamberlain1655738First Allied Securities Inc. · CRD 32444
Bhagwati Mahendru2360416First Allied Securities Inc. · CRD 32444
Patrick McCown2392443First Allied Securities Inc. · CRD 32444
Stuart Hoshide1838860First Allied Securities Inc. · CRD 32444
Richard Dunnett2693001Advanced Equities, Inc. · CRD 35545
Shawn Rogers3081518Advanced Equities, Inc. · CRD 35545
Keith Daubenspeck1463372Advanced Equities, Inc. · CRD 35545

Source: Form D, filed Nov 7, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A Advanced Equities Fisker Management Corp. Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
311 S Wacker Drive Suite 1650
Chicago, IL, 60606