Form D · Other Investment Fund
Advanced Technology Select Fund VI LLC
New York, NY · CIK 0001763981
Offering snapshot reported Jan 28, 2019 · SEC filing
- Reported sold
- $8.72M Offering amount: $50M
- Investors reported
- 54 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Dec 7, 2018 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 28, 2019 | Initial | $8,716,936 | No comparison | 54 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $872K
- Finders' fees
- $0
- Form D file number
- 021-331530
Series A, B, C and D Interests. The minimum amount disclosed in Item 11 may be modified by the Manager in its sole discretion.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| PHX Financial, lnc. | 144403 |
Source: Form D, filed Jan 28, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
ADVANCED TECHNOLOGY SELECT FUND VI LLC - SERIES B
Investment adviser: L3 CAPITAL ADVISORS LLC
- Gross asset value
- $4.69M
- Beneficial owners
- 58
- ADV minimum commitment
- $100K
Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- Yes
DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, P.C.
PCAOB 3978
PHX FINANCIAL, INC.
CRD 144403 · SEC 8-67653
Filing source
Form ADV 1402347 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-9188688692
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Richard Cardinale | Executive, Promoter |
| L3 Capital Advisors Llc | Executive, Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10005