Form D · Private Equity Fund

Advanced Technology Select Fund LLC

Staten Island, NY · CIK 0001638032

Offering snapshot reported May 2, 2016 · SEC filing

Reported sold
$24M
Offering amount: $50M
Investors reported
100
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Mar 13, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12M$24MMar 30, 2015: $4,111,905.00Mar 30, 2015Apr 28, 2015: $5,016,905.00May 12, 2015: $7,935,162.00Jun 10, 2015: $9,436,662.00Jun 30, 2015: $15,469,746.00Jul 24, 2015: $19,948,662.00May 2, 2016: $24,030,103.00May 2, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$19,948,662 → $24,030,103
  • Reported investors96 → 100

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 2, 2016Amendment$24,030,103$4,081,441vs Jul 24, 2015100SEC filing
Jul 24, 2015Amendment$19,948,662$14,931,757vs Apr 28, 201596SEC filing
Jun 30, 2015Amendment$15,469,746$6,033,084vs Jun 10, 201590SEC filing
Jun 10, 2015Amendment$9,436,662$1,501,500vs May 12, 201560SEC filing
May 12, 2015Amendment$7,935,162$2,918,257vs Apr 28, 201548SEC filing
Apr 28, 2015Amendment$5,016,905$905,000vs Mar 30, 201534SEC filing
Mar 30, 2015Initial$4,111,905No comparison25SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
No
Business combination
No
Sales commissions
$2.04M
Finders' fees
$316K
Form D file number
021-236868
Series A, Series C and Series E Interests. The minimum amount disclosed in Item 11 may be modified by the Manager in its sole discretion.
Finders Fee paid to Halycon Cabot Partners, Ltd and Olympus Securities LLC.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
PHX Financial, Inc.144403
Halycon Cabot Partners Ltd.32664
Olympus Securities, LLC114050

Source: Form D, filed May 2, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ADVANCED TECHNOLOGY SELECT FUND LLC - SERIES A

Investment adviser: L3 CAPITAL ADVISORS LLC

Gross asset value
$7.08M
Beneficial owners
79
ADV minimum commitment
$100K

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, P.C. STATEN ISLAND, New York, United States
Custodian AXOS CLEARING LLC OMAHA, Nebraska, United States Related to adviser: No
Marketer PHX FINANCIAL, INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, P.C.
PCAOB 3978

AXOS CLEARING LLC
SEC 8-53595

PHX FINANCIAL, INC.
CRD 144403 · SEC 8-67653

Filing source

Form ADV 1402347 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-9682721539

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard Cardinale Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
163 Coventry Road
Staten Island, NY, 10304