Form D · Other Investment Fund

Advanced Technology Select Fund II LLC

New York, NY · CIK 0001650860

Offering snapshot reported Jan 5, 2017 · SEC filing

Reported sold
$22.4M
Offering amount: $50M
Investors reported
100
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Aug 3, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$11.2M$22.4MAug 17, 2015: $2,574,000.00Aug 17, 2015Oct 9, 2015: $9,152,500.00Dec 29, 2015: $12,431,500.00Dec 29, 2015Feb 4, 2016: $14,890,500.00May 2, 2016: $20,779,000.00May 2, 2016Jan 5, 2017: $22,385,950.00Jan 5, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$14,890,500 → $22,385,950
  • Reported investors81 → 100

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 5, 2017Amendment$22,385,950$7,495,450vs Feb 4, 2016100SEC filing
May 2, 2016Amendment$20,779,000$5,888,500vs Feb 4, 2016100SEC filing
Feb 4, 2016Amendment$14,890,500$2,459,000vs Dec 29, 201581SEC filing
Dec 29, 2015Amendment$12,431,500$3,279,000vs Oct 9, 201577SEC filing
Oct 9, 2015Amendment$9,152,500$6,578,500vs Aug 17, 201561SEC filing
Aug 17, 2015Initial$2,574,000No comparison24SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$1.91M
Finders' fees
$148K
Form D file number
021-245940
Series A, Series B and Series C Interests. The minimum amount disclosed in Item 11 may be modified by the Manager in its sole discretion.
Sales Commissions paid to PHX Financial, Inc.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
PHX Financial, Inc.144403
Halycon Cabot Partners Ltd.32664
Olympus Securities, LLC114050

Source: Form D, filed Jan 5, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ADVANCED TECHNOLOGY SELECT FUND II LLC - SERIES C

Investment adviser: L3 CAPITAL ADVISORS LLC

Gross asset value
$0
Beneficial owners
0
ADV minimum commitment
$100K

Reported in Form ADV on Mar 30, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, P.C. STATEN ISLAND, New York, United States
Custodian AXOS CLEARING LLC OMAHA, Nebraska, United States Related to adviser: No
Marketer PHX FINANCIAL, INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

DASZKOWSKI, TOMPKINS, WEG & CARBONELLA, P.C.
PCAOB 3978

AXOS CLEARING LLC
SEC 8-53595

PHX FINANCIAL, INC.
CRD 144403 · SEC 8-67653

Filing source

Form ADV 1402347 · Mar 30, 2020 · Schedule D 7.B.(1), fund 805-4316899474

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard A. Cardinale Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
75 Wall Street Suite 23 R
New York, NY, 10005