Investment adviser · CRD 108353
WILLIAM HARRIS INVESTORS, INC.
Investment adviser filing (IA)
CHICAGO, IL, United States · Form ADV filed Mar 21, 2017
- Regulatory AUM
- $1.63B Form ADV · Item 5.F
- Client accounts
- 419 Accounts, not individual clients
- Employees
- 38 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Private funds & service providers
41 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
WHI MULTI-STRATEGY FUND LLCHedge Fund · Last reported Mar 21, 2017$166MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740
Fund details & source
- Fund ID
- 805-4856585566
- Reported beneficial owners
- 82
- Minimum commitment
- $15K
- Form D file number
- 021-137689
Form ADV 1074481 · Mar 21, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WHI NFP FUND, LLCHedge Fund · Last reported Mar 21, 2017$101MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740
Fund details & source
- Fund ID
- 805-2736753425
- Reported beneficial owners
- 11
- Minimum commitment
- $50K
- Form D file number
- 021-137687
Form ADV 1074481 · Mar 21, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WHI EQUITY MANAGERS FUND LLCHedge Fund · Last reported Mar 21, 2017$69MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740
NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740
Fund details & source
- Fund ID
- 805-7715679210
- Reported beneficial owners
- 58
- Minimum commitment
- $10K
- Form D file number
- 021-137690
Form ADV 1074481 · Mar 21, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WHI PRIVATE EQUITY MANAGERS FUND III, L.P.Private Equity Fund · Last reported Mar 21, 2017$24.2MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-3378329199
- Reported beneficial owners
- 34
- Minimum commitment
- $45K
- Form D file number
- 021-99830
Form ADV 1074481 · Mar 21, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WHI PRIVATE EQUITY MANAGERS FUND IV, L.P.Private Equity Fund · Last reported Mar 21, 2017$19.4MGross asset value
Form D fundraising filings
WHI PRIVATE EQUITY MANAGERS FUND IV LP
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-2813777982
- Reported beneficial owners
- 56
- Minimum commitment
- $60K
- Form D file number
- 021-145999
Form ADV 1074481 · Mar 21, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
WHI FIXED INCOME FUND III, L.P.Private Equity Fund · Last reported Mar 21, 2017$18.8MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-2156001977
- Reported beneficial owners
- 46
- Minimum commitment
- $65K
- Form D file number
- 021-148441
Form ADV 1074481 · Mar 21, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
HARRIS FAMILY REPReal Estate Fund · Last reported Mar 21, 2017$15.7MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-5241105562
- Reported beneficial owners
- 31
- Minimum commitment
- $150K
- Form D file number
- 021-9999999999
Form ADV 1074481 · Mar 21, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 21, 2017. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
191 N WACKER DRIVE, SUITE 1500CHICAGO, IL, 60606-1899, United States
CRD 108353
Filing source
Form ADV 1074481 · Mar 21, 2017 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.