Form D · Other Investment Fund

WHI NFP Fund, LLC

Chicago, IL · CIK 0001475724

Offering snapshot reported Dec 29, 2025 · SEC filing

Reported sold: $0
Investors reported: 15
Minimum accepted: $250K
First sale: Apr 26, 2000

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 29, 2025	Amendment	$0	$0vs Dec 27, 2024	15	SEC filing
Dec 27, 2024	Amendment	$0	$0vs Jan 6, 2021	15	SEC filing
Dec 28, 2023	Amendment	$0	$0vs Dec 30, 2022	15	SEC filing
Dec 30, 2022	Amendment	$0	$0vs Jan 5, 2022	15	SEC filing
Jan 5, 2022	Amendment	$0	$0vs Jan 6, 2021	15	SEC filing
Jan 6, 2021	Amendment	$0	$0vs Jan 10, 2020	15	SEC filing
Jan 10, 2020	Amendment	$0	$0vs Jan 11, 2019	15	SEC filing
Jan 11, 2019	Amendment	$0	-$950,000vs Jan 5, 2018	15	SEC filing
Jan 5, 2018	Amendment	$950,000	-$850,000vs Jan 6, 2016	15	SEC filing
Jan 6, 2017	Amendment	$0	-$1,800,000vs Jan 6, 2016	15	SEC filing
Jan 6, 2016	Amendment	$1,800,000	-$4,880,000vs Jan 8, 2015	15	SEC filing
Jan 8, 2015	Amendment	$6,680,000	$2,230,000vs Jan 8, 2014	15	SEC filing
Jan 8, 2014	Amendment	$4,450,000	$4,390,000vs Jan 8, 2013	15	SEC filing
Jan 8, 2013	Amendment	$60,000	-$114,262,467vs Jan 13, 2012	15	SEC filing
Jan 13, 2012	Amendment	$114,322,467	$725,000vs Jan 12, 2011	15	SEC filing
Jan 12, 2011	Amendment	$113,597,467	$800,000vs Jan 12, 2010	15	SEC filing
Jan 12, 2010	Initial	$112,797,467	No comparison	14	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-137687

There were no sales made during the period from 1/1/2025 through 12/31/2025

Source: Form D, filed Dec 29, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WHI NFP FUND, LLC

Investment adviser: WILLIAM HARRIS INVESTORS, INC.

Gross asset value: $101M
Beneficial owners: 11
ADV minimum commitment: $50K

Reported in Form ADV on Mar 21, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States

Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No

Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1074481 · Mar 21, 2017 · Schedule D 7.B.(1), fund 805-2736753425

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jack R Polsky	Director
Charles V Polsky	Director, Executive
Michael S. Resnick	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

225 W Wacker Drive Suite 2150
Chicago, IL, 60606