Form D · Other Investment Fund

WHI Equity Managers Fund LLC

Chicago, IL · CIK 0001475743

Offering snapshot reported Dec 29, 2025 · SEC filing

Reported sold
$141K
Indefinite offering
Investors reported
154
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Apr 20, 2000
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$57.3M$115MJan 12, 2010: $110,750,404.00Jan 12, 2010Jan 12, 2011: $111,805,404.00Jan 13, 2012: $114,630,404.00Jan 8, 2013: $150,000.00Jan 8, 2014: $2,990,000.00Jan 8, 2015: $6,835,000.00Jan 6, 2016: $5,590,000.00Jan 6, 2017: $0.00Jan 5, 2018: $1,000,000.00Jan 11, 2019: $6,770,000.00Jan 10, 2020: $4,400,000.00Jan 6, 2021: $1,275,000.00Jan 5, 2022: $0.00Dec 30, 2022: $4,174,250.00Dec 28, 2023: $576,000.00Dec 27, 2024: $1,710,000.00Dec 29, 2025: $141,000.00Dec 29, 2025

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,710,000 → $141,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 29, 2025Amendment$141,000-$1,569,000vs Dec 27, 2024154SEC filing
Dec 27, 2024Amendment$1,710,000$1,134,000vs Dec 28, 2023154SEC filing
Dec 28, 2023Amendment$576,000-$3,598,250vs Dec 30, 2022153SEC filing
Dec 30, 2022Amendment$4,174,250$4,174,250vs Jan 5, 2022153SEC filing
Jan 5, 2022Amendment$0-$1,275,000vs Jan 6, 2021148SEC filing
Jan 6, 2021Amendment$1,275,000-$3,125,000vs Jan 10, 2020148SEC filing
Jan 10, 2020Amendment$4,400,000-$2,370,000vs Jan 11, 2019147SEC filing
Jan 11, 2019Amendment$6,770,000$5,770,000vs Jan 5, 2018147SEC filing
Jan 5, 2018Amendment$1,000,000-$4,590,000vs Jan 6, 2016146SEC filing
Jan 6, 2017Amendment$0-$5,590,000vs Jan 6, 2016145SEC filing
Jan 6, 2016Amendment$5,590,000-$1,245,000vs Jan 8, 2015145SEC filing
Jan 8, 2015Amendment$6,835,000$3,845,000vs Jan 8, 2014142SEC filing
Jan 8, 2014Amendment$2,990,000$2,840,000vs Jan 8, 2013134SEC filing
Jan 8, 2013Amendment$150,000-$114,480,404vs Jan 13, 2012130SEC filing
Jan 13, 2012Amendment$114,630,404$2,825,000vs Jan 12, 2011130SEC filing
Jan 12, 2011Amendment$111,805,404$1,055,000vs Jan 12, 2010129SEC filing
Jan 12, 2010Initial$110,750,404No comparison121SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-137690
Total amount sold from 1/1/2025-12/31/2025

Source: Form D, filed Dec 29, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WHI EQUITY MANAGERS FUND LLC

Investment adviser: WILLIAM HARRIS INVESTORS, INC.

Gross asset value
$69M
Beneficial owners
58
ADV minimum commitment
$10K

Reported in Form ADV on Mar 21, 2017. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP CHICAGO, Illinois, United States
Custodian JP MORGAN CHASE BANK NA NEW YORK, New York, United States Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Filing source

Form ADV 1074481 · Mar 21, 2017 · Schedule D 7.B.(1), fund 805-7715679210

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jack R Polsky Director
Charles V Polsky Director, Executive
Michael S. Resnick Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
225 W Wacker Drive Suite 2150
Chicago, IL, 60606