Investment adviser · CRD 140746
WHALE ROCK CAPITAL MANAGEMENT
WHALE ROCK CAPITAL MANAGEMENT LLC
BOSTON, MA, United States · Form ADV filed May 11, 2023
- Regulatory AUM
- $7.96B Form ADV · Item 5.F
- Client accounts
- 14 Accounts, not individual clients
- Employees
- 33 Reported in this filing
- Advisory professionals
- 13 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $20,854,112,538 | 37 | Mar 31, 2022 |
| 2022 | $7,956,104,945 | 34 | Mar 30, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 14 | $7,956,104,945 | 100.0% |
Filing source
Form ADV 1760924 · May 11, 2023 · Item 5.D
Reported by WHALE ROCK CAPITAL MANAGEMENT LLC (CRD 140746).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GOLDMAN SACHS & CO. LLC
Custodian · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
Private funds & service providers
6 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
WHALE ROCK FLAGSHIP MASTER FUND, LPHedge Fund · Master$4.97BGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE LLP
PCAOB 34
GOLDMAN SACHS & CO. LLC
SEC 8-129
J.P. MORGAN SECURITIES LLC
SEC 8-35008
MORGAN STANLEY & CO. LLC
SEC 8-15869
Fund details & source
- Fund ID
- 805-2778181553
- Reported beneficial owners
- 620
- Minimum commitment
- $1M
- Form D file number
- 021-127426
- Form D file number
- 021-89800
Form ADV 1760924 · May 11, 2023 · Schedule D 7.B.(1)
Reported by WHALE ROCK CAPITAL MANAGEMENT LLC (CRD 140746).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
WHALE ROCK LONG OPPORTUNITES MASTER FUND, LPHedge Fund · Master$2.32BGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE LLP
PCAOB 34
MORGAN STANLEY & CO. LLC
SEC 8-15869
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235
Fund details & source
- Fund ID
- 805-6631548938
- Reported beneficial owners
- 242
- Minimum commitment
- $5M
- Form D file number
- 021-357987
- Form D file number
- 021-357990
Form ADV 1760924 · May 11, 2023 · Schedule D 7.B.(1)
Reported by WHALE ROCK CAPITAL MANAGEMENT LLC (CRD 140746).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
WHALE ROCK HYBRID MASTER FUND II, LPHedge Fund · Master$272MGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
MORGAN STANLEY & CO. LLC
SEC 8-15869
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-8629681908
- Reported beneficial owners
- 79
- Minimum commitment
- $1M
- Form D file number
- 021-395904
- Form D file number
- 021-395905
Form ADV 1760924 · May 11, 2023 · Schedule D 7.B.(1)
Reported by WHALE ROCK CAPITAL MANAGEMENT LLC (CRD 140746).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
WHALE ROCK LONG OPPORTUNITIES FUND II LPHedge Fund$210MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
MORGAN STANLEY & CO. LLC
SEC 8-15869
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-8180390319
- Reported beneficial owners
- 1
- Minimum commitment
- $5M
- Form D file number
- 021-357991
Form ADV 1760924 · May 11, 2023 · Schedule D 7.B.(1)
Reported by WHALE ROCK CAPITAL MANAGEMENT LLC (CRD 140746).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
WHALE ROCK HYBRID MASTER FUND, LPHedge Fund · Master$140MGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
MORGAN STANLEY & CO. LLC
SEC 8-15869
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-6187186922
- Reported beneficial owners
- 49
- Minimum commitment
- $1M
- Form D file number
- 021-395907
- Form D file number
- 021-395906
Form ADV 1760924 · May 11, 2023 · Schedule D 7.B.(1)
Reported by WHALE ROCK CAPITAL MANAGEMENT LLC (CRD 140746).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
WHALE ROCK FLAGSHIP (AI) FUND LPHedge Fund$47.7MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE & TOUCHE LLP
PCAOB 34
GOLDMAN SACHS & CO. LLC
SEC 8-129
MORGAN STANLEY & CO. LLC
SEC 8-15869
Fund details & source
- Fund ID
- 805-2646273262
- Reported beneficial owners
- 45
- Minimum commitment
- $1M
- Form D file number
- 021-127427
Form ADV 1760924 · May 11, 2023 · Schedule D 7.B.(1)
Reported by WHALE ROCK CAPITAL MANAGEMENT LLC (CRD 140746).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 30, 2023 · previous imported filing
- Employees34 → 33
Filing source
Form ADV 1760924 · May 11, 2023 · Items 1 & 5
Reported by WHALE ROCK CAPITAL MANAGEMENT LLC (CRD 140746).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $7.96B
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
TWO INTERNATIONAL PLACE, 24TH FLOORBOSTON, MA, 02110, United States
CRD 140746
Filing source
Form ADV 1760924 · May 11, 2023 · Items 1 & 5
Reported by WHALE ROCK CAPITAL MANAGEMENT LLC (CRD 140746).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.