Investment adviser · CRD 150817

WANGER OMNIWEALTH, LLC

Investment adviser filing (IA)

CHICAGO, IL, United States · Form ADV filed Jul 25, 2012

Regulatory AUM
$305M
Form ADV · Item 5.F
Client accounts
34
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

WANGER ALTERNATIVE FIXED INCOME ACCESS FUND, L.P.Hedge Fund · Last reported Jul 25, 2012$11.6MGross asset value

Form D fundraising filings

Wanger OmniWealth Alternative Fixed Income Access Fund, LP

Fund administrator MICHAEL J. LICCAR & CO. CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ACQUAVELLA, CHIARELLI, SHUSTER, BERKOWER & CO., LLP ISELIN, New Jersey, United States
Custodian CHARLES SCHWAB & CO., INC. DENVER, Colorado, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source
Fund ID
805-3125324330
Reported beneficial owners
34
Minimum commitment
$250K
Form D file number
021-146640

Form ADV 660132 · Jul 25, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WANGER INCOME AND GROWTH FUND, L.P.Hedge Fund · Last reported Jul 25, 2012$9.75MGross asset value

Form D fundraising filings

Wanger Income & Growth Fund LP

Fund administrator MICHAEL J. LICCAR & CO. CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY, LLP WALNUT CREEK, California, United States
Custodian JEFFERIES & COMPANY, INC. NEW YORK, New York, United States Related to adviser: No
Marketer UHLMANN PRICE SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Prime broker JEFFERIES & COMPANY, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

JEFFERIES & COMPANY, INC.
SEC 8-15074

UHLMANN PRICE SECURITIES, LLC
CRD 42854 · SEC 8-50041

JEFFERIES & COMPANY, INC.
CRD 2347 · SEC 8-15074

Fund details & source
Fund ID
805-1920160270
Reported beneficial owners
25
Minimum commitment
$250K
Form D file number
021-130140

Form ADV 660132 · Jul 25, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WANGER HELIOS INVESTMENT PARTNERS, L.P.Hedge Fund · Last reported Jul 25, 2012$3.43MGross asset value

Form D fundraising filings

WANGER HELIOS INVESTMENT PARTNERS, LP

Fund administrator MICHAEL J. LICCAR & CO. CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ACQUAVELLA, CHIARELLI, SHUSTER, BERKOWER & CO., LLP ISELIN, New Jersey, United States
Custodian BANK OF AMERICA, NA CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3299480454
Reported beneficial owners
6
Minimum commitment
$1M
Form D file number
021-155444

Form ADV 660132 · Jul 25, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 25, 2012. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

401 N. MICHIGAN AVENUE, SUITE 1301
CHICAGO, IL, 60611, United States

CRD 150817

Filing source

Form ADV 660132 · Jul 25, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.