Form D · Other Investment Fund

WANGER HELIOS INVESTMENT PARTNERS, LP

Chicago, IL · CIK 0001512459

Offering snapshot reported Feb 15, 2012 · SEC filing

Reported sold: $5.08M
Investors reported: 6
Minimum accepted: $1M
First sale: Feb 1, 2011

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$4,500,000 → $5,075,000
Reported investors4 → 6

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Feb 15, 2012	Amendment	$5,075,000	$575,000vs Feb 16, 2011	6	SEC filing
Feb 16, 2011	Initial	$4,500,000	No comparison	4	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06, 3C, 3C.7
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-155444

Source: Form D, filed Feb 15, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WANGER HELIOS INVESTMENT PARTNERS, L.P.

Investment adviser: WANGER OMNIWEALTH, LLC

Gross asset value: $3.43M
Beneficial owners: 6
ADV minimum commitment: $1M

Reported in Form ADV on Jul 25, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MICHAEL J. LICCAR & CO. CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor ACQUAVELLA, CHIARELLI, SHUSTER, BERKOWER & CO., LLP ISELIN, New Jersey, United States

Custodian BANK OF AMERICA, NA CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 660132 · Jul 25, 2012 · Schedule D 7.B.(1), fund 805-3299480454

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Eric D. Wanger	Executive
N/A Wanger Helios Investment Partners Gp, Llc	Executive
N/A Wanger Investment Management, Inc.	Executive
N/A Wanger Omniwealth, Llc	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

401 N. Michigan Ave. Suite 1301
Chicago, IL, 60611