Form D · Hedge Fund

Wanger Income & Growth Fund LP

Chicago, IL · CIK 0001460383

Offering snapshot reported Mar 9, 2012 · SEC filing

Reported sold
$2.5M
Indefinite offering
Investors reported
25
Form D · investor count
Minimum accepted
$40K
Reported outside-investor minimum
First sale
May 1, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.15M$6.3MApr 13, 2009: $5,000,000.00Apr 13, 2009Mar 12, 2010: $6,295,000.00Mar 12, 2010Mar 16, 2011: $2,500,000.00Mar 16, 2011Mar 9, 2012: $2,500,000.00Mar 9, 2012

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors19 → 25

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 9, 2012Amendment$2,500,000$0vs Mar 16, 201125SEC filing
Mar 16, 2011Amendment$2,500,000-$3,795,000vs Mar 12, 201019SEC filing
Mar 12, 2010Amendment$6,295,000$1,295,000vs Apr 13, 20098SEC filing
Apr 13, 2009Initial$5,000,000No comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-130140
The response to Item 13(b) and Item 14 are estimates.

Source: Form D, filed Mar 9, 2012. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WANGER INCOME AND GROWTH FUND, L.P.

Investment adviser: WANGER OMNIWEALTH, LLC

Gross asset value
$9.75M
Beneficial owners
25
ADV minimum commitment
$250K

Reported in Form ADV on Jul 25, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator MICHAEL J. LICCAR & CO. CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY, LLP WALNUT CREEK, California, United States
Custodian JEFFERIES & COMPANY, INC. NEW YORK, New York, United States Related to adviser: No
Marketer UHLMANN PRICE SECURITIES, LLC CHICAGO, Illinois, United States Related to adviser: No
Prime broker JEFFERIES & COMPANY, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

JEFFERIES & COMPANY, INC.
SEC 8-15074

UHLMANN PRICE SECURITIES, LLC
CRD 42854 · SEC 8-50041

JEFFERIES & COMPANY, INC.
CRD 2347 · SEC 8-15074

Filing source

Form ADV 660132 · Jul 25, 2012 · Schedule D 7.B.(1), fund 805-1920160270

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Eric Wanger Executive
N/A Wanger Income And Growth Gp, Llc Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
401 N. Michigan Ave. 13 Th Floor
Chicago, IL, 60611