WAINWRIGHT INVESTMENT COUNSEL LLC – investment adviser, $5.52B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Government entities	10	$2,841,724,000	51.5%
High-net-worth individuals	108	$1,693,792,000	30.7%
Other clients	Fewer than 5	$732,196,000	13.3%
Charities	12	$161,405,000	2.9%
Individuals	68	$42,320,000	0.8%
Corporations & businesses	9	$25,319,000	0.5%
Pooled investment vehicles	1	$13,493,000	0.2%
Retirement plans	Fewer than 5	$5,994,000	0.1%

Filing source

Form ADV 2132386 · Sep 15, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

WAINWRIGHT RENAISSANCE FUND 1, L.P. (SERIES A LIMITED PARTNERSHIP INTERESTS)Hedge Fund · Last reported Sep 15, 2026$13.6MGross asset value

Form D fundraising filings

Wainwright Renaissance Fund 1, L.P.

Fund administrator VISTRA USA, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CBIZ CPAS P.C. BOSTON, Massachusetts, United States

Custodian FLAGSTAR BANK N.A. NEW YORK, New York, United States Related to adviser: No

Marketer WFS, LLC BOSTON, Massachusetts, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CBIZ CPAS P.C.
PCAOB 199

FLAGSTAR BANK N.A.
LEI SS1TRMSN6BRNMOREEV51

WFS, LLC
CRD 116778 · SEC 8-53565

Fund details & source

Fund ID: 805-4421073501
Reported beneficial owners: 11
Minimum commitment: $500K
Form D file number: 021-179853
Form D file number: 021-230202

Form ADV 2132386 · Sep 15, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WAINWRIGHT DREADNOUGHT MASTER FUND L.P.Hedge Fund · Last reported Jun 28, 2016$384KGross asset value

Feeder funds

Fund administrator ORANGEFIELD COLUMBUS AVENUE CONSULTING, LLC (WAINWRIGHT DREADNOUGHT FUND LTD.) TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator ORANGEFIELD COLUMBUS (WAINWRIGHT DREADNOUGHT FUND L.P.) NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor MARCUM (CAYMAN) LLP (WAINWRIGHT DREADNOUGHT FUND LTD.) GEORGE TOWN, Cayman Islands

Auditor MARCUM LLP (WAINWRIGHT DREADNOUGHT FUND L.P.) BOSTON, Massachusetts, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Marketer WFS, LLC BOSTON, Massachusetts, United States Related to adviser: Yes

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

INTERACTIVE BROKERS LLC
SEC 8-47257

WFS, LLC
CRD 116778 · SEC 8-53565

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-4125025535
Reported beneficial owners: 2
Minimum commitment: $100K
Form D file number: 021-210357
Form D file number: 021-210448

Form ADV 1026512 · Jun 28, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 15, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

ONE BOSTON PLACE, 29TH FLOOR
BOSTON, MA, 02108, United States

CRD 108711

Filing source

Form ADV 2132386 · Sep 15, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.