Form D · Hedge Fund
Wainwright Dreadnought Fund L.P.
Boston, MA · CIK 0001597010
Offering snapshot reported Jan 13, 2016 · SEC filing
- Reported sold
- $4.86M Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- Jan 2, 2014 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Minimum accepted$100,000 → $500,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 13, 2016 | Amendment | $4,855,296 | $0vs Jan 16, 2015 | 3 | SEC filing |
| Jan 16, 2015 | Amendment | $4,855,296 | $2,100,599vs Jan 17, 2014 | 3 | SEC filing |
| Jan 17, 2014 | Initial | $2,754,697 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund, Other
- Exemptions
- 06b, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $8.71K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-210357
The total amount sold and the number of investors do not take redemptions and/or withdrawals into consideration.
Limited partnership interests. The minimum investment reflected in Item 11 may be modified by the General Partner in its sole discretion.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| None | None | WFS, LLC · CRD 116778 |
Source: Form D, filed Jan 13, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
WAINWRIGHT DREADNOUGHT FUND L.P.
Investment adviser: WAINWRIGHT INVESTMENT COUNSEL LLC
- Gross asset value
- Not reported
- Beneficial owners
- Not reported
- ADV minimum commitment
- Not reported
Reported in Form ADV on Jun 28, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- Not reported
- Prime brokers
- Not reported
- Custodians
- Not reported
- Administrator other than the adviser
- Not reported
- External marketing
- Not reported
Filing source
Form ADV 1026512 · Jun 28, 2016 · Schedule D 7.B.(1), fund 805-9128145114
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Gustavo Aristizabal | Executive, Promoter |
| Eric Bertonazzi | Executive, Promoter |
| N/A Dreadnought Gp Llc | Executive, Promoter |
| N/A Dreadnought Management Llc | Executive |
| N/A Wainwright Investment Counsel, Llc | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02108