Form D · Hedge Fund

Wainwright Dreadnought Fund LTD.

Grand Cayman, E9 · CIK 0001597637

Offering snapshot reported Jan 13, 2016 · SEC filing

Reported sold
$2.37M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Jan 2, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.18M$2.37MJan 21, 2014: $1,295,795.00Jan 21, 2014Jan 16, 2015: $2,367,999.00Jan 16, 2015Jan 13, 2016: $2,367,999.00Jan 13, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$100,000 → $500,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 13, 2016Amendment$2,367,999$0vs Jan 16, 20154SEC filing
Jan 16, 2015Amendment$2,367,999$1,072,204vs Jan 21, 20144SEC filing
Jan 21, 2014Initial$1,295,795No comparison2SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$6.69K (estimated)
Finders' fees
$0
Form D file number
021-210448
The total amount sold and the number of investors do not take redemptions and/or withdrawals into consideration.
Class A Shares. The minimum amount reflected in Item 11 may be reduced by the Manager in its sole discretion but not lower than the statutory minimum of $100,000.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
NoneNoneWFS, LLC · CRD 116778

Source: Form D, filed Jan 13, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

WAINWRIGHT DREADNOUGHT FUND LTD.

Investment adviser: WAINWRIGHT INVESTMENT COUNSEL LLC

Gross asset value
Not reported
Beneficial owners
Not reported
ADV minimum commitment
Not reported

Reported in Form ADV on Jun 28, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

No provider names available in this fund's imported disclosure.

Provider details
Annual audit
Not reported
Prime brokers
Not reported
Custodians
Not reported
Administrator other than the adviser
Not reported
External marketing
Not reported
Filing source

Form ADV 1026512 · Jun 28, 2016 · Schedule D 7.B.(1), fund 805-8261783155

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Edel Anderson Director
Eric Bertonazzi Director, Promoter
N/A Dreadnought Management Llc Executive
Roger Priaulx Director
N/A Wainwright Investment Counsel, Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
94 Solaris Avenue Camana Bay
Grand Cayman, E9, KY1-1108