Investment adviser · CRD 159868

VIVO CAPITAL, LLC

Investment adviser filing (IA)

VIVO CAPITAL LLC

PALO ALTO, CA, United States · Form ADV filed Mar 31, 2026

Regulatory AUM
$6.1B
Form ADV · Item 5.F
Client accounts
16
Accounts, not individual clients
Employees
62
Reported in this filing
Advisory professionals
32
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles16$6,095,582,206100.0%
Filing source

Form ADV 2072948 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

31 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

VIVO VENTURES VI AFFILIATES FUND, LPVenture Capital Fund · Last reported Apr 28, 2023$100KGross asset value
Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC BROOKLYN, New York, United States Related to adviser: No
Custodian COWEN AND COMPANY, LLC NEW YORK, New York, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A MEMBER OF SVB FINANCIAL GROUP SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

COWEN AND COMPANY, LLC
SEC 8-22522

Fund details & source
Fund ID
805-6287250550
Reported beneficial owners
39
Minimum commitment
$25K
Form D file number
021-103498

Form ADV 1756897 · Apr 28, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VIVO VENTURES V AFFILIATES FUND, LPVenture Capital Fund · Last reported Mar 31, 2022$36.6KGross asset value
Auditor ERNST & YOUNG LLP SAN FRANCISCO, California, United States
Custodian AMERICAN STOCK TRANSFER & TRUST CO., LLC BROOKLYN, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES INC. BOSTON, Massachusetts, United States Related to adviser: No
Custodian SILICON VALLEY BANK, A MEMBER OF SVB FINANCIAL GROUP SANTA CLARA, California, United States Related to adviser: No
Custodian STIFEL, NICOLAUS & COMPANY, INCORPORATED ST. LOUIS, Missouri, United States Related to adviser: No
Custodian UBS FINANCIAL SERVICES INC. SAN DIEGO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

J.P. MORGAN SECURITIES INC.
SEC 8-36950

STIFEL, NICOLAUS & COMPANY, INCORPORATED
SEC 8-1447

UBS FINANCIAL SERVICES INC.
SEC 8-16267

Fund details & source
Fund ID
805-4909706688
Reported beneficial owners
41
Minimum commitment
$25K
Form D file number
021-80434

Form ADV 1611124 · Mar 31, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

BIOASIA CROSSOVER FUND, LPVenture Capital Fund · Last reported Mar 27, 2013$0Gross asset value
Auditor PWC SAN JOSE, California, United States
Custodian CITIBANK SAN FRANCISCO, California, United States Related to adviser: No
Custodian UBS FINANCIAL SERVICES INC. SAN DIEGO, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

UBS FINANCIAL SERVICES INC.
SEC 8-16267

Fund details & source
Fund ID
805-8260868715
Reported beneficial owners
1
Minimum commitment
$15M
Form D file number
021-9999999999

Form ADV 714339 · Mar 27, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

192 LYTTON AVENUE
PALO ALTO, CA, 94301, United States

CRD 159868

Filing source

Form ADV 2072948 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.