Investment adviser · CRD 158590

TIGER LEGATUS CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 30, 2022

Regulatory AUM: $204M
Client accounts: 5
Employees: 3
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$203,642,175	100.0%

Filing source

Form ADV 1618816 · Mar 30, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TIGER LEGATUS MASTER FUND, L.P.Hedge Fund · Last reported Mar 30, 2022$162MGross asset value

Feeder funds

Fund administrator SS&C TECHNOLOGIES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No

Custodian UBS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States

Prime broker UBS SECURITIES LLC STAMFORD, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 1655

GOLDMAN SACHS & CO. LLC
SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

UBS SECURITIES LLC
SEC 8-22651

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-7396684338
Reported beneficial owners: 3
Minimum commitment: $3M

Form ADV 1618816 · Mar 30, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TL SPECIAL OPPORTUNITIES FUND, LPPrivate Equity Fund · Last reported Mar 30, 2022$37MGross asset value

Form D fundraising filings

TL SPECIAL OPPORTUNITIES FUND, LP

Fund administrator SS&C TECHNOLOGIES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands

Custodian UBS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No

Custodian WINTRUST INVESTMENTS LLC CHICAGO, Illinois, United States Related to adviser: No

Prime broker UBS SECURITIES LLC STAMFORD, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 1655

UBS SECURITIES LLC
SEC 8-22651

WINTRUST INVESTMENTS LLC
SEC 8-484

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-9829395383
Reported beneficial owners: 1
Minimum commitment: $1M
Form D file number: 021-245399

Form ADV 1618816 · Mar 30, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TL LONG MASTER FUND LPHedge Fund · Last reported Mar 30, 2022$5.15MGross asset value

Feeder funds

TIGER LEGATUS LONG FUND LP

Fund administrator SS&C TECHNOLOGIES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands

Custodian UBS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No

Prime broker UBS SECURITIES LLC STAMFORD, Delaware, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 1655

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-8352932504
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 1618816 · Mar 30, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TL TARGETED FUND, LPHedge Fund · Last reported Mar 23, 2020$104MGross asset value

Form D fundraising filings

TL Targeted Fund, LP

Fund administrator HEDGESERV DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands

Custodian UBS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No

Custodian WINTRUST INVESTMENTS LLC CHICAGO, Illinois, United States Related to adviser: No

Prime broker UBS SECURITIES LLC STAMFORD, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 1655

UBS SECURITIES LLC
SEC 8-22651

WINTRUST INVESTMENTS LLC
SEC 8-484

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-5341575793
Reported beneficial owners: 14
Minimum commitment: $3M
Form D file number: 021-306327

Form ADV 1394858 · Mar 23, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2022. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

712 5TH AVENUE, 9TH FLOOR
NEW YORK, NY, 10019, United States

CRD 158590

Filing source

Form ADV 1618816 · Mar 30, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.