Form D · Private Equity Fund

TL SPECIAL OPPORTUNITIES FUND, LP

New York, NY · CIK 0001649194

Offering snapshot reported May 23, 2019 · SEC filing

Reported sold
$47.5M
Indefinite offering
Investors reported
32
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jul 27, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$23.8M$47.5MAug 10, 2015: $30,640,000.00Aug 10, 2015Mar 24, 2017: $40,603,621.00Mar 24, 2017Mar 23, 2018: $47,548,213.00Mar 23, 2018Mar 19, 2019: $47,548,213.00May 23, 2019: $47,548,213.00May 23, 2019

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 23, 2019Amendment$47,548,213$0vs Mar 19, 201932SEC filing
Mar 19, 2019Amendment$47,548,213$0vs Mar 23, 201832SEC filing
Mar 23, 2018Amendment$47,548,213$6,944,592vs Mar 24, 201732SEC filing
Mar 24, 2017Amendment$40,603,621$9,963,621vs Aug 10, 201531SEC filing
Aug 10, 2015Initial$30,640,000No comparison21SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-245399

Source: Form D, filed May 23, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TL SPECIAL OPPORTUNITIES FUND, LP

Investment adviser: TIGER LEGATUS CAPITAL MANAGEMENT, LLC

Gross asset value
$37M
Beneficial owners
1
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Custodian UBS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No
Custodian WINTRUST INVESTMENTS LLC CHICAGO, Illinois, United States Related to adviser: No
Prime broker UBS SECURITIES LLC STAMFORD, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG
PCAOB 1655

UBS SECURITIES LLC
SEC 8-22651

WINTRUST INVESTMENTS LLC
SEC 8-484

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Filing source

Form ADV 1618816 · Mar 30, 2022 · Schedule D 7.B.(1), fund 805-9829395383

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Tiger Legatus Capital Management, Llc Executive, Promoter
Tl Special Opportunities Gp, Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Tiger Legatus Capital Management, Llc 712 Fifth Ave, 9 Th Floor
New York, NY, 10019