Form D · Hedge Fund

Tiger Legatus Offshore Fund, Ltd.

Grand Cayman, E9 · CIK 0001522194

Offering snapshot reported Mar 11, 2022 · SEC filing

Reported sold
$162M
Indefinite offering
Investors reported
68
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Jun 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$82.9M$166MJun 1, 2011: $16,039,390.00Jun 1, 2011Jun 1, 2012: $38,052,218.00Jun 6, 2013: $64,277,218.00Mar 19, 2014: $110,827,218.00Mar 19, 2015: $104,072,432.00Mar 21, 2016: $127,952,788.00Mar 17, 2017: $152,222,748.00Mar 19, 2018: $165,612,748.00Mar 19, 2019: $165,662,748.00Mar 11, 2020: $165,762,748.00Mar 12, 2021: $165,762,748.00Mar 11, 2022: $162,462,748.00Mar 11, 2022

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$165,762,748 → $162,462,748

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 11, 2022Amendment$162,462,748-$3,300,000vs Mar 12, 202168SEC filing
Mar 12, 2021Amendment$165,762,748$0vs Mar 11, 202068SEC filing
Mar 11, 2020Amendment$165,762,748$100,000vs Mar 19, 201968SEC filing
Mar 19, 2019Amendment$165,662,748$50,000vs Mar 19, 201867SEC filing
Mar 19, 2018Amendment$165,612,748$13,390,000vs Mar 17, 201767SEC filing
Mar 17, 2017Amendment$152,222,748$24,269,960vs Mar 21, 201671SEC filing
Mar 21, 2016Amendment$127,952,788$23,880,356vs Mar 19, 201560SEC filing
Mar 19, 2015Amendment$104,072,432-$6,754,786vs Mar 19, 201424SEC filing
Mar 19, 2014Amendment$110,827,218$46,550,000vs Jun 6, 201322SEC filing
Jun 6, 2013Amendment$64,277,218$26,225,000vs Jun 1, 201213SEC filing
Jun 1, 2012Amendment$38,052,218$22,012,828vs Jun 1, 20117SEC filing
Jun 1, 2011Initial$16,039,390No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-160630
The entity listed in Item 12 above is paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager that is based upon the assets under management and/or the incentive allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Financial Services Inc.8174

Source: Form D, filed Mar 11, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TIGER LEGATUS OFFSHORE FUND, LTD.

Investment adviser: TIGER LEGATUS CAPITAL MANAGEMENT, LLC

Gross asset value
$95.6M
Beneficial owners
48
ADV minimum commitment
$3M

Reported in Form ADV on Oct 22, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGESERV DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Custodian FIRST REPUBLIC SECURITIES COMPANY, LLC SAN FRANCISCO, California, United States Related to adviser: No
Marketer UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG
PCAOB 1655

FIRST REPUBLIC SECURITIES COMPANY, LLC
SEC 8-52973

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Filing source

Form ADV 1352003 · Oct 22, 2019 · Schedule D 7.B.(1), fund 805-3789641539

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Vivek Mehta Director
T. Glenn Mitchell Director
Glenn Mitchell Director
Matthew Pascale Director
Jesse Ro Director
William Shaw Director
Tiger Legatus Capital Management, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Intertrust Corp Svcs (Cayman) Ltd 190 Elgin Avenue
Grand Cayman, E9, KY1-9005