Investment adviser · CRD 159263

SPROTT ASSET MANAGEMENT LP

Investment adviser filing (IA)

TORONTO, ONTARIO, Canada · Form ADV filed May 29, 2024

Regulatory AUM: $1.42B
Client accounts: 17
Employees: 68
Advisory professionals: 10

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	1	$792,126,223	56.0%
Pooled investment vehicles	15	$612,387,879	43.3%
Corporations & businesses	Fewer than 5	$11,231,881	0.8%
Other investment advisers	Fewer than 5	$0	0.0%

Filing source

Form ADV 1878665 · May 29, 2024 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SPROTT-ZIJIN MINING MASTER FUNDHedge Fund · Last reported Mar 28, 2016$109MGross asset value

Feeder funds

SPROTT-ZIJIN MINING FUND (INTERNATIONAL)
SPROTT-ZIJIN MINING FUND (NORTH AMERICA), LP

Fund administrator STATE STREET CAYMAN TRUST COMPANY, LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Custodian CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer AMERICAS NOW RESOURCES INVESTMENT MANAGEMENT CORP. TORONTO, Canada Related to adviser: No

Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States

Prime broker CITIGROUP GLOBAL MARKETS LIMITED LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

MORGAN STANLEY & CO. LLC
SEC 8-15869

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-7750024520
Reported beneficial owners: 2
Minimum commitment: $1M

Form ADV 994390 · Mar 28, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPROTT MACRO MANAGERS MASTER FUND, L.P.Hedge Fund · Last reported Mar 31, 2014$64.6MGross asset value

Feeder funds

SPROTT MACRO MANAGERS FUND, LTD.
SPROTT MACRO MANAGERS LP

Fund administrator STATE STREET CAYMAN TRUST COMPANY LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian CANADIAN IMPERIAL BANK OF COMMERCE TORONTO, Canada Related to adviser: No

Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE ROYAL CANADIAN MINT OTTAWA, Canada Related to adviser: No

Prime broker CIBC WORLD MARKETS INC. TORONTO, ONTARIO, Canada

Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source

Fund ID: 805-9492631171
Reported beneficial owners: 1
Minimum commitment: $1M

Form ADV 794676 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPROTT PRIVET FUND LLCHedge Fund · Last reported Mar 30, 2018$32.4MGross asset value

Form D fundraising filings

Sprott Privet Fund, LLC

Feeder funds

SPROTT PRIVET FUND L.P.

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP NEW YORK, New York, United States

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Prime broker STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-1586041278
Reported beneficial owners: 31
Minimum commitment: $500K
Form D file number: 021-172344

Form ADV 1203010 · Mar 30, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPROTT GLOBAL GOLD MASTER FUND LPHedge Fund · Last reported Mar 8, 2017$18.2MGross asset value

Feeder funds

SPROTT GLOBAL GOLD CAPITAL LP
SPROTT GLOBAL GOLD CANADA FUND LP
SPROTT GLOBAL GOLD OFFSHORE FUND, LTD

Fund administrator STATE STREET TRUST COMPANY LTD CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP GRAND CAYMAN, Cayman Islands

Custodian STATE STREET BANK & TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Prime broker TD SECURITIES INC. TORONTO, ONTARIO, Canada

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-7046166091
Reported beneficial owners: 3
Minimum commitment: $5M

Form ADV 1073719 · Mar 8, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPROTT MASTER FUND, LTD.Hedge Fund · Last reported Mar 28, 2016$1MGross asset value

Feeder funds

Fund administrator STATE STREET TRUST COMPANY LTD CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian SCOTIA CAPITAL INC. TORONTO, ONTARIO, Canada Related to adviser: No

Prime broker SCOTIA CAPITAL INC. TORONTO, ONTARIO, Canada

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-4698907217
Reported beneficial owners: 2
Minimum commitment: $500K

Form ADV 994390 · Mar 28, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPROTT GLOBAL RESOURCES MASTER FUND L.P.Hedge Fund · Last reported Mar 30, 2015$949KGross asset value

Feeder funds

SPROTT GLOBAL RESOURCES FUND LTD.
SPROTT GLOBAL RESOURCES LP

Fund administrator STATE STREET CAYMAN TRUST COMPANY LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1181884220
Reported beneficial owners: 1
Minimum commitment: $1M

Form ADV 883627 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPROTT MASTER FUND II, LTD.Hedge Fund · Last reported Mar 28, 2016$660KGross asset value

Feeder funds

Fund administrator STATE STREET TRUST COMPANY LTD. CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian SCOTIA CAPITAL INC. TORONTO, ONTARIO, Canada Related to adviser: No

Prime broker SCOTIA CAPITAL INC. TORONTO, ONTARIO, Canada

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-2725817425
Reported beneficial owners: 2
Minimum commitment: $500K

Form ADV 994390 · Mar 28, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 29, 2024. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets

Principal office

200 BAY STREET, SUITE 2600
TORONTO, ONTARIO, M5J2J1, Canada

CRD 159263

Filing source

Form ADV 1878665 · May 29, 2024 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.