Form D · Hedge Fund

Sprott Capital II, LP

Toronto, A6 · CIK 0001424529

Offering snapshot reported Oct 29, 2014 · SEC filing

Reported sold: $36.5M
Investors reported: 70
Minimum accepted: $500K
First sale: Jan 1, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$102,865,512 → $36,538,875
Reported investors59 → 70

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Oct 29, 2014	Amendment	$36,538,875	-$66,326,637vs Oct 29, 2013	70	SEC filing
Oct 29, 2013	Amendment	$102,865,512	$7,880,000vs Mar 9, 2012	59	SEC filing
Mar 6, 2013	Amendment	$102,865,512	$7,880,000vs Mar 9, 2012	59	SEC filing
Mar 9, 2012	Amendment	$94,985,512	$19,997,152vs Mar 9, 2011	57	SEC filing
Mar 9, 2011	Amendment	$74,988,360	$27,777,769vs Mar 16, 2010	40	SEC filing
Mar 16, 2010	Amendment	$47,210,591	$22,521,949vs May 29, 2009	32	SEC filing
May 29, 2009	Amendment	$24,688,642	No comparison	Not reported	SEC filing
Jan 16, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-113616

Source: Form D, filed Oct 29, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPROTT CAPITAL II, LP

Investment adviser: SPROTT ASSET MANAGEMENT LP

Gross asset value: $382K
Beneficial owners: 25
ADV minimum commitment: $500K

Reported in Form ADV on Mar 28, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET TRUST COMPANY LTD. CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LLP TORONTO, Canada

Custodian SCOTIA CAPITAL INC. TORONTO, ONTARIO, Canada Related to adviser: No

Prime broker SCOTIA CAPITAL INC. TORONTO, ONTARIO, Canada

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 994390 · Mar 28, 2016 · Schedule D 7.B.(1), fund 805-7421769748

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Sprott Capital, LP	Oct 29, 2014	$198,922,843	119
Sprott Capital II, LP (this fund)	Oct 29, 2014	$36,538,875	70

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Samgenpar, Ltd.	Executive
Anne L. Spork	Executive
Eric S. Sprott	Executive
Jean Francois Tardif	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Samgenpar, Ltd. 200 Bay Street, Suite 2 L700
Toronto, A6, M5J 2J1