Form D · Hedge Fund

Sprott Offshore Fund II, Ltd.

Grand Cayman, E9 · CIK 0001424748

Offering snapshot reported Mar 7, 2016 · SEC filing

Reported sold: $72.8M
Investors reported: 17
Minimum accepted: $150K
First sale: Oct 1, 2007

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$66,983,638 → $72,775,073
Minimum accepted$500,000 → $150,000

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 7, 2016	Amendment	$72,775,073	$5,791,435vs Mar 5, 2015	17	SEC filing
Mar 5, 2015	Amendment	$66,983,638	$6,026,810vs Mar 5, 2014	17	SEC filing
Mar 5, 2014	Amendment	$60,956,828	-$60,685,035vs Mar 9, 2012	15	SEC filing
Mar 6, 2013	Amendment	$124,854,698	$3,212,835vs Mar 9, 2012	51	SEC filing
Mar 9, 2012	Amendment	$121,641,863	$17,436,435vs Mar 9, 2011	49	SEC filing
Mar 9, 2011	Amendment	$104,205,428	$19,087,965vs Mar 16, 2010	35	SEC filing
Mar 16, 2010	Amendment	$85,117,463	$27,232,463vs May 29, 2009	26	SEC filing
May 29, 2009	Amendment	$57,885,000	No comparison	Not reported	SEC filing
Jan 18, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-113818

Source: Form D, filed Mar 7, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPROTT OFFSHORE FUND II, LTD.

Investment adviser: SPROTT ASSET MANAGEMENT LP

Gross asset value: $393K
Beneficial owners: 22
ADV minimum commitment: $500K

Reported in Form ADV on Mar 28, 2016. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STATE STREET TRUST COMPANY LTD. CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian SCOTIA CAPITAL INC. TORONTO, ONTARIO, Canada Related to adviser: No

Prime broker SCOTIA CAPITAL INC. TORONTO, ONTARIO, Canada

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Filing source

Form ADV 994390 · Mar 28, 2016 · Schedule D 7.B.(1), fund 805-8466220376

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Sprott Offshore Fund, Ltd.	Mar 7, 2016	$91,425,470	15
Sprott Offshore Fund II, Ltd. (this fund)	Mar 7, 2016	$72,775,073	17

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Eric S. Sprott	Director
Sprott Asset Management, Lp	Executive
Paul Stevenson	Director
James Turk	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

State Street Cayman Trust Co. Ltd. 45 Market St. Suite #3206 A Gardenia Ct.
Grand Cayman, E9, KY1-1205