Investment adviser · CRD 134535

SPRINGOWL ASSOCIATES LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 3, 2021

Regulatory AUM: $80M
Client accounts: 4
Employees: 6
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$80,034,867	100.0%
High-net-worth individuals	22	Not reported	Not reported
Other clients	14	Not reported	Not reported

Filing source

Form ADV 1556514 · Sep 3, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

10 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SPRINGOWL SPECIAL OPPORTUNITIES FUND (OFFSHORE) SPCHedge Fund · Last reported Sep 3, 2021$53.4MGross asset value

Form D fundraising filings

SpringOwl Special Opportunities Fund (Offshore) SPC

Feeder funds

SPRINGOWL SPECIAL OPPORTUNITIES FUND LP

Fund administrator SS&C FUND SERVICES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST INTERNATIONAL BANKING CORP. JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer AGECROFT PARTNERS, LLC RICHMOND, Virginia, United States Related to adviser: No

Marketer HUDSON PARTNERS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No

Marketer TANGENT CAPITAL PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No

Marketer YOSEMITE EXECUTION PARTNERS INC. SAN FRANCISO, California, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

INTERACTIVE BROKERS LLC
SEC 8-47257

MORGAN STANLEY & CO. LLC
SEC 8-15869

AGECROFT PARTNERS, LLC
CRD 139227 · SEC 8-67198

HUDSON PARTNERS SECURITIES LLC
CRD 145425 · SEC 8-67726

TANGENT CAPITAL PARTNERS, LLC
CRD 146999 · SEC 8-67885

YOSEMITE EXECUTION PARTNERS INC.
CRD 165587 · SEC 8-69173

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-7150563988
Reported beneficial owners: 13
Minimum commitment: $5M
Form D file number: 021-268130
Form D file number: 021-319789

Form ADV 1556514 · Sep 3, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SPRINGOWL SPECIAL OPPORTUNITIES FUND LPHedge Fund · Last reported Mar 29, 2018$28.7MGross asset value

Form D fundraising filings

SpringOwl Special Opportunities Fund LP

Fund administrator SS&C FUND SERVICES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST INTERNATIONAL BANKING CORP. JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer HUDSON PARTNERS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No

Marketer SEEDCHANGE EXECUTION SERVICES INC. SAN FRANCISO, California, United States Related to adviser: No

Marketer TANGENT CAPITAL PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

MORGAN STANLEY & CO. LLC
SEC 8-15869

HUDSON PARTNERS SECURITIES LLC
CRD 145425 · SEC 8-67726

SEEDCHANGE EXECUTION SERVICES INC.
CRD 165587 · SEC 8-69173

TANGENT CAPITAL PARTNERS, LLC
CRD 146999 · SEC 8-67885

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-4437216639
Reported beneficial owners: 11
Minimum commitment: $5M
Form D file number: 021-268130

Form ADV 1181351 · Mar 29, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CUMBERLAND PARTNERS NEW YORK, D/B/A CUMBERLAND PARTNERSHedge Fund · Last reported Sep 3, 2021$16.2MGross asset value

Form D fundraising filings

CUMBERLAND PARTNERS

Fund administrator SS&C FUND SERVICES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST INTERNATIONAL BANKING CORP. JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

INTERACTIVE BROKERS LLC
SEC 8-47257

MORGAN STANLEY & CO. LLC
SEC 8-15869

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-8568429363
Reported beneficial owners: 8
Minimum commitment: $1M
Form D file number: 021-129169

Form ADV 1556514 · Sep 3, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LONGVIEW PARTNERS B, L.P.Hedge Fund · Last reported Sep 3, 2021$10.5MGross asset value

Form D fundraising filings

LONGVIEW PARTNERS B, L.P.

Fund administrator SS&C FUND SERVICES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST INTERNATIONAL BANKING CORP. JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

INTERACTIVE BROKERS LLC
SEC 8-47257

MORGAN STANLEY & CO. LLC
SEC 8-15869

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-6160202997
Reported beneficial owners: 12
Minimum commitment: $1M
Form D file number: 021-60882

Form ADV 1556514 · Sep 3, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DOHA PARTNERS I LPHedge Fund · Last reported Sep 3, 2021$22.6KGross asset value

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA, NATIONAL ASSOCIATION CHARLOTTE, North Carolina, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

BANK OF AMERICA, NATIONAL ASSOCIATION
LEI B4TYDEB6GKMZO031MB27

Fund details & source

Fund ID: 805-1137965047
Reported beneficial owners: 16
Minimum commitment: $0

Form ADV 1556514 · Sep 3, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOGP LPHedge Fund · Last reported Nov 30, 2017$4.48MGross asset value

Form D fundraising filings

SOGP LP

Fund administrator SS&C FUND SERVICES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA CORPORATION NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST INTERNATIONAL BANKING CORP. JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

MORGAN STANLEY & CO. LLC
SEC 8-15869

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-2223636115
Reported beneficial owners: 7
Minimum commitment: $0
Form D file number: 021-212273

Form ADV 1154818 · Nov 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ADER LONG/SHORT FUND LPHedge Fund · Last reported Nov 30, 2017$2.31MGross asset value

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian BANK OF AMERICA CORPORATION NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY SMITH BARNEY LLC NEW YORK, New York, United States Related to adviser: No

Prime broker MORGAN STANLEY NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

MORGAN STANLEY
CRD 149777 · SEC 8-68191

Fund details & source

Fund ID: 805-8482280703
Reported beneficial owners: 9
Minimum commitment: $2M

Form ADV 1154818 · Nov 30, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 3, 2021. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

300 PARK AVENUE, SUITE 219
NEW YORK, NY, 10022, United States

CRD 134535

Filing source

Form ADV 1556514 · Sep 3, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.