Form D · Hedge Fund

SpringOwl Special Opportunities Fund (Offshore) SPC

New York, NY · CIK 0001750788

Offering snapshot reported Aug 2, 2019 · SEC filing

Reported sold: $33.5M
Investors reported: 1
Minimum accepted: $5M
First sale: Sep 1, 2018

What changed?

Latest filing versus its linked predecessor, where available.

Reported investors0 → 1

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Aug 2, 2019	Amendment	$33,458,801	No comparison	1	SEC filing
Aug 22, 2018	Initial	Yet to sell	No comparison	0	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-319789

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Thomas Mahoney	843330	Tangent Capital Partners, LLC · CRD 146999
Jennifer Coffey	2857402	Seedchange Execution Services Inc. · CRD 165587
Earl Hedin	1976430	Hudson Partners Securities LLC · CRD 145425
Don Steinbrugge	1285324	Agecroft Partners, LLC · CRD 139227

Source: Form D, filed Aug 2, 2019. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SPRINGOWL SPECIAL OPPORTUNITIES FUND (OFFSHORE) SPC

Investment adviser: SPRINGOWL ASSOCIATES LLC

Gross asset value: $53.4M
Beneficial owners: 13
ADV minimum commitment: $5M

Reported in Form ADV on Sep 3, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FUND SERVICES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST INTERNATIONAL BANKING CORP. JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer AGECROFT PARTNERS, LLC RICHMOND, Virginia, United States Related to adviser: No

Marketer HUDSON PARTNERS SECURITIES LLC STAMFORD, Connecticut, United States Related to adviser: No

Marketer TANGENT CAPITAL PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No

Marketer YOSEMITE EXECUTION PARTNERS INC. SAN FRANCISO, California, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

INTERACTIVE BROKERS LLC
SEC 8-47257

MORGAN STANLEY & CO. LLC
SEC 8-15869

AGECROFT PARTNERS, LLC
CRD 139227 · SEC 8-67198

HUDSON PARTNERS SECURITIES LLC
CRD 145425 · SEC 8-67726

TANGENT CAPITAL PARTNERS, LLC
CRD 146999 · SEC 8-67885

YOSEMITE EXECUTION PARTNERS INC.
CRD 165587 · SEC 8-69173

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1556514 · Sep 3, 2021 · Schedule D 7.B.(1), fund 805-7150563988

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Jason Ader	Executive
John D'agostino	Director
Michael Panzner	Director
Cassandra Powell	Director
N/A Spring Owl Associates Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

C/O Springowl Associates Llc 767 Third Avenue, 32 Nd Floor
New York, NY, 10017