Form D · Hedge Fund

CUMBERLAND PARTNERS

New York, NY · CIK 0001104370

Offering snapshot reported Mar 3, 2016 · SEC filing

Reported sold: $200M
Investors reported: 125
Minimum accepted: $0
First sale: Jun 1, 1970

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 3, 2016	Amendment	$199,782,740	$0vs Mar 3, 2015	125	SEC filing
Mar 3, 2015	Amendment	$199,782,740	$0vs Mar 1, 2013	125	SEC filing
Mar 3, 2014	Amendment	$199,782,740	$0vs Mar 1, 2013	125	SEC filing
Mar 1, 2013	Amendment	$199,782,740	$0vs Mar 2, 2012	125	SEC filing
Mar 2, 2012	Amendment	$199,782,740	$0vs Mar 4, 2011	125	SEC filing
Mar 4, 2011	Amendment	$199,782,740	$0vs Mar 12, 2010	125	SEC filing
Mar 12, 2010	Amendment	$199,782,740	No comparison	125	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-129169

Source: Form D, filed Mar 3, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

CUMBERLAND PARTNERS NEW YORK, D/B/A CUMBERLAND PARTNERS

Investment adviser: SPRINGOWL ASSOCIATES LLC

Gross asset value: $16.2M
Beneficial owners: 8
ADV minimum commitment: $1M

Reported in Form ADV on Sep 3, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C FUND SERVICES WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor CITRIN COOPERMAN & COMPANY, LLP NEW YORK, New York, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST INTERNATIONAL BANKING CORP. JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

CITRIN COOPERMAN & COMPANY, LLP
PCAOB 2468

INTERACTIVE BROKERS LLC
SEC 8-47257

MORGAN STANLEY & CO. LLC
SEC 8-15869

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Filing source

Form ADV 1556514 · Sep 3, 2021 · Schedule D 7.B.(1), fund 805-8568429363

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Cumberland Gp Llc	Executive
Cumberland Gp Llc Cumberland Gp Llc	Executive
Spring Owl Associates Llc	Promoter
Spring Owl Partners Llc	Executive
Gary G. Tynes	Director
Andrew M. Wallach	Executive
Bruce G. Wilcox	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

1370 6 Th Avenue 28 Th Floor
New York, NY, 10019