Investment adviser · CRD 301879

SOVEREIGN'S CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

ATLANTA, GA, United States · Form ADV filed Mar 30, 2026

Regulatory AUM: $1.28B
Client accounts: 27
Employees: 37
Advisory professionals: 27

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	25	$1,174,079,000	91.9%
Investment companies	1	$101,212,443	7.9%
Charities	Fewer than 5	$2,205,917	0.2%

Filing source

Form ADV 2073966 · Mar 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

30 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SOVEREIGN'S CAPITAL LOWER MIDDLE MARKET FUND II, LPPrivate Equity Fund · Last reported Mar 30, 2026$193MGross asset value

Form D fundraising filings

Sovereign's Capital Lower Middle Market Fund II, LP

Fund administrator APEX FUND SERVICES (CANADA) LTD. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS CAMANA BAY, Cayman Islands

Custodian CITIZEN PRIVATE BANK RIVERSIDE, Rhode Island, United States Related to adviser: No

Custodian FIRST SOUTHERN NATIONAL BANK DURHAM, Kentucky, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

CITIZEN PRIVATE BANK
LEI DRMSV1Q0EKMEXLAU1P80

FIRST SOUTHERN NATIONAL BANK
LEI 549300C853H86L248593

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-3222522313
Reported beneficial owners: 166
Minimum commitment: $1M
Form D file number: 021-449225

Form ADV 2073966 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOVEREIGN'S CAPITAL ACCESS FUND I, LPPrivate Equity Fund · Last reported Mar 30, 2026$129MGross asset value

Form D fundraising filings

Sovereign's Capital Access Fund I, LP

Fund administrator APEX FUND SERVICES (CANADA) LTD TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS CAMANA BAY, Cayman Islands

Custodian BANC OF CALIFORNIA DURHAM, North Carolina, United States Related to adviser: No

Custodian CITIZEN PRIVATE BANK RIVERSIDE, Rhode Island, United States Related to adviser: No

Custodian FIRST SOUTHERN NATIONAL BANK STANFORD, Kentucky, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

BANC OF CALIFORNIA
LEI 549300A7DTSCJLJ33451

CITIZEN PRIVATE BANK
LEI DRMSV1Q0EKMEXLAU1P80

FIRST SOUTHERN NATIONAL BANK
LEI 549300C853H86L248593

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-4534992816
Reported beneficial owners: 109
Minimum commitment: $1M
Form D file number: 021-403161

Form ADV 2073966 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOVEREIGN'S AMTS, LPPrivate Equity Fund · Last reported Mar 30, 2026$116MGross asset value

Form D fundraising filings

Sovereigns AMTS LP

Fund administrator APEX FUND SERVICES (CANADA) LTD. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRASSI & CO., CPAS, P.C. NEW YORK, New York, United States

Custodian CITIZEN PRIVATE BANK RIVERSIDE, Rhode Island, United States Related to adviser: No

Custodian FIRST SOUTHERN NATIONAL BANK STANFORD, Kentucky, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

GRASSI & CO., CPAS, P.C.
PCAOB 606

CITIZEN PRIVATE BANK
LEI DRMSV1Q0EKMEXLAU1P80

FIRST SOUTHERN NATIONAL BANK
LEI 549300C853H86L248593

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-5565637684
Reported beneficial owners: 26
Minimum commitment: $212K
Form D file number: 021-460835

Form ADV 2073966 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOVEREIGN'S CAPITAL III, LPVenture Capital Fund · Last reported Mar 30, 2026$72.8MGross asset value

Form D fundraising filings

Sovereign's Capital III, LP

Fund administrator APEX FUND SERVICES (CANADA) LTD. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS CAMANA BAY, Cayman Islands

Custodian BANC OF CALIFORNIA DURHAM, North Carolina, United States Related to adviser: No

Custodian FIRST SOUTHERN NATIONAL BANK STANFORD, Kentucky, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

BANC OF CALIFORNIA
LEI 549300A7DTSCJLJ33451

FIRST SOUTHERN NATIONAL BANK
LEI 549300C853H86L248593

Fund details & source

Fund ID: 805-2210443953
Reported beneficial owners: 85
Minimum commitment: $500K
Form D file number: 021-325910

Form ADV 2073966 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOVEREIGN'S CAPITAL ACCESS FUND II, LPPrivate Equity Fund · Last reported Mar 30, 2026$67MGross asset value

Form D fundraising filings

Sovereign's Capital Access Fund II, LP

Fund administrator APEX FUND SERVICES (CANADA) LTD TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States

Custodian CITIZEN PRIVATE BANK RIVERSIDE, Rhode Island, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

CITIZEN PRIVATE BANK
LEI DRMSV1Q0EKMEXLAU1P80

Fund details & source

Fund ID: 805-8580250877
Reported beneficial owners: 101
Minimum commitment: $1M
Form D file number: 021-527743

Form ADV 2073966 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOVEREIGN'S CAPITAL EVERGREEN FUND I, LLCPrivate Equity Fund · Last reported Mar 30, 2026$63.3MGross asset value

Form D fundraising filings

Sovereign's Capital Evergreen Fund I, LLC

Fund administrator APEX FUND SERVICES (CANADA) LTD. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS CAMANA BAY, Cayman Islands

Custodian BANC OF CALIFORNIA DURHAM, North Carolina, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

BANC OF CALIFORNIA
LEI 549300A7DTSCJLJ33451

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-7885191284
Reported beneficial owners: 29
Minimum commitment: $1M
Form D file number: 021-450236

Form ADV 2073966 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOVEREIGN'S CAPITAL VENTURE IV, LPVenture Capital Fund · Last reported Mar 30, 2026$63.2MGross asset value

Form D fundraising filings

Sovereigns Capital Venture IV LP

Fund administrator APEX FUND SERVICES (CANADA) LTD. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS CAMANA BAY, Cayman Islands

Custodian BANC OF CALIFORNIA DURHAM, North Carolina, United States Related to adviser: No

Custodian CITIZEN PRIVATE BANK RIVERSIDE, Rhode Island, United States Related to adviser: No

Custodian FIRST SOUTHERN NATIONAL BANK STANFORD, Kentucky, United States Related to adviser: No

Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

BANC OF CALIFORNIA
LEI 549300A7DTSCJLJ33451

CITIZEN PRIVATE BANK
LEI DRMSV1Q0EKMEXLAU1P80

FIRST SOUTHERN NATIONAL BANK
LEI 549300C853H86L248593

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Fund details & source

Fund ID: 805-5246414677
Reported beneficial owners: 105
Minimum commitment: $500K
Form D file number: 021-456945

Form ADV 2073966 · Mar 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

3350 RIVERWOOD PARKWAY, #670
ATLANTA, GA, 30339, United States

CRD 301879

Filing source

Form ADV 2073966 · Mar 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.