Form D · Private Equity Fund

Sovereign's Capital III, LP

Raleigh, NC · CIK 0001759076

Offering snapshot reported Mar 31, 2020 · SEC filing

Reported sold: $39.9M
Investors reported: 67
Minimum accepted: $25K
First sale: Nov 1, 2018

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$28,685,000 → $39,872,000
Reported investors52 → 67

Filing history

Scroll to see all columns →

Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 31, 2020	Amendment	$39,872,000	$11,187,000vs Jan 24, 2020	67	SEC filing
Jan 24, 2020	Amendment	$28,685,000	$8,475,000vs Nov 15, 2018	52	SEC filing
Nov 15, 2018	Initial	$20,210,000	No comparison	26	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.1
Duration over one year: No
Business combination: No

Sales commissions: $0
Finders' fees: $0
Form D file number: 021-325910

Source: Form D, filed Mar 31, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SOVEREIGN'S CAPITAL III, LP

Investment adviser: SOVEREIGN'S CAPITAL MANAGEMENT, LLC

Gross asset value: $72.8M
Beneficial owners: 85
ADV minimum commitment: $500K

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (CANADA) LTD. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS CAMANA BAY, Cayman Islands

Custodian BANC OF CALIFORNIA DURHAM, North Carolina, United States Related to adviser: No

Custodian FIRST SOUTHERN NATIONAL BANK STANFORD, Kentucky, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

BANC OF CALIFORNIA
LEI 549300A7DTSCJLJ33451

FIRST SOUTHERN NATIONAL BANK
LEI 549300C853H86L248593

Filing source

Form ADV 2073966 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-2210443953

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
Sovereign's Capital, LP	Oct 11, 2013	$12,011,500	76
Sovereign's Capital III, LP (this fund)	Mar 31, 2020	$39,872,000	67

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Henry Kaestner	Executive
Lukas Roush	Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

310 S West Street Suite 100
Raleigh, NC, 27603