Form D · Other Investment Fund

Sovereign's Capital Lower Middle Market Fund II, LP

Atlanta, GA · CIK 0001930633

Offering snapshot reported Jun 12, 2024 · SEC filing

Reported sold
$143M
Offering amount: $150M
Investors reported
167
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Mar 30, 2022
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$71.7M$143MJun 15, 2022: $54,300,000.00Jun 15, 2022Jun 16, 2023: $83,849,500.00Jun 16, 2023Jun 12, 2024: $143,392,500.00Jun 12, 2024

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$83,849,500 → $143,392,500
  • Reported investors72 → 167

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 12, 2024Amendment$143,392,500$59,543,000vs Jun 16, 2023167SEC filing
Jun 16, 2023Amendment$83,849,500$29,549,500vs Jun 15, 202272SEC filing
Jun 15, 2022Initial$54,300,000No comparison24SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-449225
The fund is closed to new investors.

Source: Form D, filed Jun 12, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

SOVEREIGN'S CAPITAL LOWER MIDDLE MARKET FUND II, LP

Investment adviser: SOVEREIGN'S CAPITAL MANAGEMENT, LLC

Gross asset value
$193M
Beneficial owners
166
ADV minimum commitment
$1M

Reported in Form ADV on Mar 30, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator APEX FUND SERVICES (CANADA) LTD. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS CAMANA BAY, Cayman Islands
Custodian CITIZEN PRIVATE BANK RIVERSIDE, Rhode Island, United States Related to adviser: No
Custodian FIRST SOUTHERN NATIONAL BANK DURHAM, Kentucky, United States Related to adviser: No
Custodian JPMORGAN CHASE BANK, N.A. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1266

CITIZEN PRIVATE BANK
LEI DRMSV1Q0EKMEXLAU1P80

FIRST SOUTHERN NATIONAL BANK
LEI 549300C853H86L248593

JPMORGAN CHASE BANK, N.A.
LEI 7H6GLXDRUGQFU57RNE97

Filing source

Form ADV 2073966 · Mar 30, 2026 · Schedule D 7.B.(1), fund 805-3222522313

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
N/A (Sovereign's Capital Management, Llc Executive
N/A Sovereign's Capital Management, Llc Executive
N/A Sovereign's Gp Lmm Ii, Llc Executive
N/A Sovereign?S Gp Lmm Ii, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3350 Riverwood Parkway, Se, Suite 670
Atlanta, GA, 30339