Investment adviser · CRD 157479

SOUND POINT CAPITAL MANAGEMENT, LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $37B
Client accounts: 162
Employees: 200
Advisory professionals: 85

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	142	$35,142,449,957	95.0%
Insurance companies	13	$946,581,608	2.6%
Business development companies	1	$601,782,366	1.6%
Corporations & businesses	4	$289,647,472	0.8%
Investment companies	1	$0	0.0%

Filing source

Form ADV 2060924 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

SOUND POINT STRATEGIC CAPITAL MASTER FUND III (CAYMAN), LPHedge Fund · Last reported Mar 31, 2026$1.28BGross asset value

Feeder funds

SOUND POINT STRATEGIC CAPITAL FUND III, LP
SOUND POINT STRATEGIC CAPITAL FUND III-R, LP
SOUND POINT STRATEGIC CAPITAL OFFSHORE FUND III, LP
SOUND POINT STRATEGIC CAPITAL OFFSHORE FUND III-R, LP

Fund administrator U.S. BANCORP FUND SERVICES, LLC HACKENSACK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP GRAND CAYMAN, Cayman Islands

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-2561795042
Reported beneficial owners: 61
Minimum commitment: $5M
Form D file number: 021-551790
Form D file number: 021-551791

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT HARBOR MASTER FUND, LPHedge Fund · Last reported Mar 31, 2026$650MGross asset value

Feeder funds

SOUND POINT HARBOR FUND LP
SOUND POINT HARBOR OFFSHORE FUND LP

Fund administrator SS&C FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLC NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer SAF FINANCIAL SECURITIES LLC PALM BEACH, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLC
PCAOB 185

SAF FINANCIAL SECURITIES LLC
CRD 284938 · SEC 8-69820

Fund details & source

Fund ID: 805-3379771042
Reported beneficial owners: 111
Minimum commitment: $10M
Form D file number: 021-345405

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT CLO XXIII, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$555MGross asset value

Fund administrator WELLS FARGO BANK NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO BANK NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No

Marketer BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WELLS FARGO BANK NATIONAL ASSOCIATION
LEI KB1H1DSPRFMYMCUFXT09

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

Fund details & source

Fund ID: 805-7231077756
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT STRATEGIC CAPITAL MASTER FUND II DACHedge Fund · Last reported Mar 31, 2026$530MGross asset value

Feeder funds

SOUND POINT STRATEGIC CAPITAL FUND II, LP
SOUND POINT STRATEGIC CAPITAL OFFSHORE FUND II, LP
SOUND POINT STRATEGIC CAPITAL OFFSHORE MINI-MASTER II, LP

Fund administrator U.S. BANCORP FUND SERVICES, LLC MIKWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG NEW YORK, New York, United States

Custodian U.S. BANK NATIONAL ASSOCIATION NEW YORK, New York, United States Related to adviser: No

Marketer JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No

Marketer SAF FINANCIAL SECURITIES LLC PALM BEACH, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG
PCAOB 185

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

JEFFERIES LLC
CRD 2347 · SEC 8-15074

SAF FINANCIAL SECURITIES LLC
CRD 284938 · SEC 8-69820

Fund details & source

Fund ID: 805-3261118264
Reported beneficial owners: 146
Minimum commitment: $250K
Form D file number: 021-437488

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT CLO XXXI, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$509MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Marketer BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BOFA SECURITIES, INC.
CRD 283942 · SEC 801-112640

Fund details & source

Fund ID: 805-7565722375
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT CLO XXXII, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$486MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

Fund details & source

Fund ID: 805-6034330274
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT CLO XXX, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$467MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

Fund details & source

Fund ID: 805-2408856707
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

375 PARK AVENUE, 34TH FLOOR
NEW YORK, NY, 10152, United States

CRD 157479

Filing source

Form ADV 2060924 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.