Investment adviser · CRD 157479

SOUND POINT CAPITAL MANAGEMENT, LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $37B
Client accounts: 162
Employees: 200
Advisory professionals: 85

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	142	$35,142,449,957	95.0%
Insurance companies	13	$946,581,608	2.6%
Business development companies	1	$601,782,366	1.6%
Corporations & businesses	4	$289,647,472	0.8%
Investment companies	1	$0	0.0%

Filing source

Form ADV 2060924 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

SOUND POINT CLO XXVII, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$467MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

Fund details & source

Fund ID: 805-4536350508
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT CLO XXXIII, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$467MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Marketer BOFA SECURITIES, INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BOFA SECURITIES, INC.
CRD 283942 · SEC 801-112640

Fund details & source

Fund ID: 805-1634562350
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT CLO XXVI, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$467MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

Fund details & source

Fund ID: 805-8448046478
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT CLO XXIX, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$465MGross asset value

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

Fund details & source

Fund ID: 805-8707226762
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT CLO XXIV, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$457MGross asset value

Fund administrator US BANK GLOBAL CORPORATE TRUST SERVICES CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian US BANK GLOBAL CORPORATE TRUST SERVICES CHICAGO, Illinois, United States Related to adviser: No

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

Fund details & source

Fund ID: 805-7158223943
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT U.S. DIRECT LENDING FUND II (MASTER) LPHedge Fund · Last reported Mar 31, 2026$407MGross asset value

Feeder funds

SOUND POINT U.S. DIRECT LENDING FUND II (AGGREGATOR) L.P.
SOUND POINT U.S. DIRECT LENDING FUND II HOLDINGS S.A.R.L.
SOUND POINT U.S. DIRECT LENDING FUND II (LUX) SCSP
SOUND POINT U.S. DIRECT LENDING FUND II (RN) LP
SOUND POINT U.S. DIRECT LENDING FUND II (UL) LP

Fund administrator CITCO FUND SERVICES (LUXEMBOURG) S.A LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator CITCO FUND SERVICES (USA) INC. JERSEY CITY, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source

Fund ID: 805-5823334068
Reported beneficial owners: 17
Minimum commitment: $0

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT CLO XXV, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$400MGross asset value

Fund administrator WELLS FARGO BANK NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO BANK NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No

Marketer MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WELLS FARGO BANK NATIONAL ASSOCIATION
LEI KB1H1DSPRFMYMCUFXT09

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-1582313472
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

375 PARK AVENUE, 34TH FLOOR
NEW YORK, NY, 10152, United States

CRD 157479

Filing source

Form ADV 2060924 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.